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ISHARES TRUST NEW ZEALAND ETF
ISHARES TRUST NEW ZEALAND ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 51 Institutional holders with a total value of $50,051,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 207,736 8,254,000 16.49%
2 HAYS ADVISORY LLC 167,438 6,652,000 13.29%
3 WELLS FARGO & COMPANY/MN 109,748 4,360,000 8.71%
4 UBS Group AG 109,544 4,352,000 8.70%
5 JANE STREET GROUP, LLC 67,473 2,681,000 5.36%
6 Water Oak Advisors LLC 65,200 2,590,000 5.17%
7 ROYAL BANK OF CANADA 54,118 2,150,000 4.30%
8 Biondo Investment Advisors, LLC 53,220 2,114,000 4.22%
9 AFAM CAPITAL, INC. 48,061 1,909,000 3.81%
10 NewSquare Capital LLC 33,139 1,317,000 2.63%
11 AXA S.A. 30,700 1,220,000 2.44%
12 RAYMOND JAMES & ASSOCIATES 29,808 1,184,000 2.37%
13 First Horizon Advisors, Inc. 24,159 1,064,000 2.13%
14 Prospera Financial Services Inc 25,944 1,062,000 2.12%
15 BANK OF AMERICA CORP /DE/ 25,369 1,008,000 2.01%
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 24,450 971,000 1.94%
17 LPL Financial LLC 20,521 818,000 1.63%
18 ZACKS INVESTMENT MANAGEMENT 17,699 703,000 1.40%
19 STIFEL FINANCIAL CORP 15,671 622,000 1.24%
20 AMERIPRISE FINANCIAL INC 13,831 549,000 1.10%
21 ENVESTNET ASSET MANAGEMENT INC 13,308 528,000 1.05%
22 SG Americas Securities, LLC 12,902 513,000 1.02%
23 PRIVATE TRUST CO NA 11,410 453,000 0.91%
24 COOKSON PEIRCE & CO INC 10,990 437,000 0.87% SH
25 Transamerica Financial Advisors, LLC 10,987 437,000 0.87%
26 Ballentine Partners, LLC 8,100 322,000 0.64%
27 SPC Financial, Inc. 6,600 262,000 0.52%
28 IFP ADVISORS, INC 6,270 249,000 0.50%
29 GLOBAL RETIREMENT PARTNERS, LLC 5,776 229,000 0.46%
30 Virtu KCG Holdings LLC 5,690 226,000 0.45%
31 WEALTHSOURCE PARTNERS, LLC 5,273 209,000 0.42%
32 ADVISOR GROUP, INC. 2,634 104,000 0.21%
33 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,274 90,000 0.18%
34 CITIGROUP INC 2,099 83,000 0.17%
35 MSI Financial Services Inc 2,028 81,000 0.16%
36 D.A. DAVIDSON & CO. 2,045 80,000 0.16%
37 NEXT Financial Group, Inc 1,000 40,000 0.08%
38 Gemmer Asset Management LLC 950 38,000 0.08%
39 JAMES INVESTMENT RESEARCH, INC. 500 20,000 0.04%
40 Independent Portfolio Consultants, Inc. 375 15,000 0.03%
41 Shamrock Asset Management LLC 389 15,000 0.03%
42 FIFTH THIRD BANCORP 290 12,000 0.02%
43 Tradewinds Capital Management, LLC 250 10,000 0.02%
44 JPMORGAN CHASE & CO 214 9,000 0.02%
45 GENEOS WEALTH MANAGEMENT INC. 97 3,000 0.01%
46 ADVANTAGE INVESTMENT MANAGEMENT, LLC 63 3,000 0.01%
47 Tower Research Capital LLC (TRC) 55 2,000 0.00%
48 ROYAL FUND MANAGEMENT, LLC 28 1,000 0.00%
49 Parallax Volatility Advisers, L.P. 1 0 0.00%
50 Creative Planning 7 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.