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ISHARES
ISHARES. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 28 Institutional holders with a total value of $135,301,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UNITED CAPITAL FINANCIAL ADVISORS, LLC 948,907 55,464,000 40.99%
2 ENVESTNET ASSET MANAGEMENT INC 941,621 55,038,000 40.68%
3 PEAK FINANCIAL MANAGEMENT, INC. 141,304 8,250,000 6.10%
4 Commonwealth Equity Services, Inc 46,173 2,699,000 1.99%
5 LPL Financial LLC 34,066 1,997,000 1.48%
6 JANE STREET GROUP, LLC 30,852 1,803,000 1.33%
7 Virtu KCG Holdings LLC 27,573 1,614,000 1.19%
8 WELLS FARGO & COMPANY/MN 26,738 1,563,000 1.16%
9 ROYAL BANK OF CANADA 26,454 1,546,000 1.14%
10 CARDAN CAPITAL PARTNERS, LLC 22,885 1,338,000 0.99%
11 BANK OF AMERICA CORP /DE/ 22,395 1,309,000 0.97%
12 JPMORGAN CHASE & CO 9,332 548,000 0.41%
13 AMERIPRISE FINANCIAL INC 8,438 493,000 0.36%
14 MORGAN STANLEY 7,056 413,000 0.31%
15 UBS Group AG 5,458 319,000 0.24%
16 Cypress Capital Group 5,016 293,000 0.22%
17 Sigma Planning Corp 3,887 227,000 0.17%
18 GUPTA WEALTH MANAGEMENT LLC 2,233 131,000 0.10%
19 Advisory Services Network, LLC 1,671 98,000 0.07%
20 MSI Financial Services Inc 1,425 83,000 0.06%
21 MUFG Americas Holdings Corp 350 20,000 0.01%
22 WFG Advisors, LP 220 13,000 0.01%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 221 13,000 0.01%
24 CITIGROUP INC 200 12,000 0.01%
25 BlackRock Finance, Inc. 113 7,000 0.01%
26 AMERICAN INTERNATIONAL GROUP, INC. 100 6,000 0.00%
27 PNC FINANCIAL SERVICES GROUP, INC. 70 4,000 0.00%
28 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.