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ISHARES
ISHARES. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 28 Institutional holders with a total value of $134,139,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UNITED CAPITAL FINANCIAL ADVISORS, LLC 839,499 50,916,000 37.96%
2 ENVESTNET ASSET MANAGEMENT INC 821,683 49,835,000 37.15%
3 PEAK FINANCIAL MANAGEMENT, INC. 216,648 13,140,000 9.80%
4 JANE STREET GROUP, LLC 56,172 3,407,000 2.54%
5 CARDAN CAPITAL PARTNERS, LLC 54,802 3,324,000 2.48%
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 53,249 3,230,000 2.41%
7 Virtu KCG Holdings LLC 37,436 2,270,000 1.69%
8 UBS Group AG 32,711 1,984,000 1.48%
9 WELLS FARGO & COMPANY/MN 29,019 1,760,000 1.31%
10 MORGAN STANLEY 25,057 1,520,000 1.13%
11 JPMORGAN CHASE & CO 13,233 803,000 0.60%
12 BANK OF AMERICA CORP /DE/ 7,610 462,000 0.34%
13 CITADEL ADVISORS LLC 7,581 460,000 0.34%
14 LPL Financial LLC 5,428 329,000 0.25%
15 ROYAL BANK OF CANADA 3,884 235,000 0.18%
16 LVZ, Inc. 3,416 207,000 0.15%
17 MSI Financial Services Inc 1,354 82,000 0.06%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 871 53,000 0.04%
19 ADVISOR GROUP, INC. 493 30,000 0.02%
20 Tower Research Capital LLC (TRC) 392 24,000 0.02%
21 MUFG Americas Holdings Corp 350 21,000 0.02%
22 Lenox Wealth Advisors, LLC 302 18,000 0.01%
23 WFG Advisors, LP 138 8,000 0.01%
24 BlackRock Finance, Inc. 131 8,000 0.01%
25 IFP ADVISORS, INC 75 5,000 0.00%
26 CITIGROUP INC 72 4,000 0.00%
27 PNC FINANCIAL SERVICES GROUP, INC. 70 4,000 0.00%
28 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.