| 1 |
JAMES INVESTMENT RESEARCH, INC. |
214,894 |
27,102,000 |
16.19% |
|
PRN |
| 2 |
BANK OF AMERICA CORP /DE/ |
172,392 |
21,742,000 |
12.99% |
|
|
| 3 |
ENVESTNET ASSET MANAGEMENT INC |
116,215 |
14,657,000 |
8.75% |
|
|
| 4 |
Virtu KCG Holdings LLC |
81,438 |
10,270,000 |
6.13% |
|
|
| 5 |
Beaumont Financial Partners, LLC |
75,538 |
9,527,000 |
5.69% |
|
|
| 6 |
ROYAL BANK OF CANADA |
62,730 |
7,912,000 |
4.73% |
|
|
| 7 |
UBS AG |
62,606 |
7,896,000 |
4.72% |
|
|
| 8 |
Ifrah Financial Services, Inc. |
61,724 |
7,785,000 |
4.65% |
|
|
| 9 |
DEUTSCHE BANK AG\ |
61,060 |
7,700,000 |
4.60% |
|
|
| 10 |
MORGAN STANLEY |
54,132 |
6,827,000 |
4.08% |
|
|
| 11 |
UNITED CAPITAL FINANCIAL ADVISORS, LLC |
52,075 |
6,568,000 |
3.92% |
|
|
| 12 |
WELLS FARGO & COMPANY/MN |
37,603 |
4,742,000 |
2.83% |
|
|
| 13 |
INTERACTIVE FINANCIAL ADVISORS, INC. |
36,335 |
4,583,000 |
2.74% |
|
|
| 14 |
KEYBANK NATIONAL ASSOCIATION/OH |
31,764 |
4,006,000 |
2.39% |
|
|
| 15 |
LPL Financial LLC |
30,521 |
3,849,000 |
2.30% |
|
|
| 16 |
BB&T SECURITIES, LLC |
3,040 |
3,834,000 |
2.29% |
|
|
| 17 |
Jefferies Group LLC |
21,600 |
2,724,000 |
1.63% |
|
|
| 18 |
WEALTHCARE CAPITAL MANAGEMENT LLC |
17,605 |
2,220,000 |
1.33% |
|
|
| 19 |
TRUIST FINANCIAL CORP |
16,540 |
2,086,000 |
1.25% |
|
|
| 20 |
Bluefin Trading, LLC |
16,182 |
2,000,000 |
1.19% |
|
|
| 21 |
TD AMERITRADE INVESTMENT MANAGEMENT, LLC |
12,941 |
1,632,000 |
0.97% |
|
|
| 22 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
9,400 |
1,186,000 |
0.71% |
Put |
|
| 23 |
STIFEL FINANCIAL CORP |
7,702 |
971,000 |
0.58% |
|
|
| 24 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
6,500 |
820,000 |
0.49% |
Call |
|
| 25 |
SYNOVUS FINANCIAL CORP |
5,604 |
706,000 |
0.42% |
|
|
| 26 |
PineBridge Investments, L.P. |
4,732 |
597,000 |
0.36% |
|
|
| 27 |
COMMERZBANK AKTIENGESELLSCHAFT /FI |
4,145 |
523,000 |
0.31% |
|
|
| 28 |
MSI Financial Services Inc |
3,540 |
446,000 |
0.27% |
|
|
| 29 |
CREDIT SUISSE AG/ |
2,928 |
369,000 |
0.22% |
|
|
| 30 |
GOLDMAN SACHS GROUP INC |
2,511 |
317,000 |
0.19% |
|
|
| 31 |
SFMG, LLC |
2,460 |
310,000 |
0.19% |
|
|
| 32 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
2,024 |
255,000 |
0.15% |
|
|
| 33 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
1,980 |
250,000 |
0.15% |
|
|
| 34 |
Brown Advisory Securities, LLC |
1,617 |
203,000 |
0.12% |
|
|
| 35 |
Advisory Alpha, LLC |
1,194 |
151,000 |
0.09% |
|
|
| 36 |
NORTHERN TRUST CORP |
105,810 |
133,000 |
0.08% |
|
|
| 37 |
Creative Planning |
1,018 |
128,000 |
0.08% |
|
|
| 38 |
CITIGROUP INC |
882 |
111,000 |
0.07% |
|
|
| 39 |
US BANCORP \DE\ |
793 |
100,000 |
0.06% |
|
|
| 40 |
ASSETMARK, INC |
406 |
51,000 |
0.03% |
|
|
| 41 |
FineMark National Bank & Trust |
300 |
38,000 |
0.02% |
|
|
| 42 |
AMERICAN INTERNATIONAL GROUP, INC. |
290 |
36,575 |
0.02% |
|
|
| 43 |
BlackRock Investment Management, LLC |
120 |
15,000 |
0.01% |
|
|
| 44 |
AMERIPRISE FINANCIAL INC |
104 |
13,000 |
0.01% |
|
|
| 45 |
BANK OF MONTREAL /CAN/ |
85 |
11,000 |
0.01% |
|
|
| 46 |
FIFTH THIRD BANCORP |
70 |
9,000 |
0.01% |
|
|
| 47 |
OPTIMUM INVESTMENT ADVISORS |
60 |
8,000 |
0.00% |
|
|
| 48 |
MANAGED ACCOUNT ADVISORS LLC |
29 |
4,000 |
0.00% |
|
|
| 49 |
Winslow, Evans & Crocker, Inc. |
1 |
126 |
0.00% |
|
|
