Dark
Light
System
Security
ISHARES 10-20 YEAR TREASURY BOND ETF
ISHARES 10-20 YEAR TREASURY BOND ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 74 Institutional holders with a total value of $254,970,938.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 355,159 48,749,000 19.12%
2 WELLS FARGO & COMPANY/MN 320,470 43,988,000 17.25%
3 MORGAN STANLEY 185,972 25,527,000 10.01%
4 UBS Group AG 136,388 18,721,000 7.34%
5 ROYAL BANK OF CANADA 101,470 13,928,000 5.46%
6 WBI INVESTMENTS, LLC 97,800 13,424,000 5.26%
7 FMR LLC 54,300 7,453,000 2.92%
8 INTERACTIVE FINANCIAL ADVISORS, INC. 52,024 7,141,000 2.80%
9 Ifrah Financial Services, Inc. 48,271 6,626,000 2.60%
10 JAMES INVESTMENT RESEARCH, INC. 42,566 5,843,000 2.29%
11 Raymond James Financial Services Advisors, Inc. 38,459 5,279,000 2.07%
12 LPL Financial LLC 33,767 4,627,000 1.81%
13 Allianz Asset Management GmbH 33,000 4,530,000 1.78%
14 Clark Capital Management Group, Inc. 29,316 4,024,000 1.58%
15 RAYMOND JAMES & ASSOCIATES 27,487 3,773,000 1.48%
16 LifePlan Financial Group, Inc 24,275 3,332,000 1.31%
17 CIBC WORLD MARKET INC. 22,567 3,098,000 1.22%
18 KEYBANK NATIONAL ASSOCIATION/OH 19,059 2,616,000 1.03%
19 TRUIST FINANCIAL CORP 18,017 2,473,000 0.97%
20 WEALTHCARE CAPITAL MANAGEMENT LLC 16,034 2,201,000 0.86%
21 Virtu KCG Holdings LLC 14,044 1,928,000 0.76%
22 Advisory Services Network, LLC 13,884 1,906,000 0.75%
23 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 12,450 1,709,000 0.67%
24 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 12,162 1,669,000 0.65%
25 STIFEL FINANCIAL CORP 12,115 1,663,000 0.65%
26 SYNOVUS FINANCIAL CORP 10,300 1,413,000 0.55%
27 CUTLER INVESTMENT COUNSEL LLC 9,666 1,327,000 0.52%
28 AMERIPRISE FINANCIAL INC 8,627 1,185,000 0.46%
29 Natixis Investment Managers International 8,000 1,098,000 0.43%
30 First Allied Advisory Services, Inc. 7,470 1,026,000 0.40%
31 ENVESTNET ASSET MANAGEMENT INC 7,400 1,016,000 0.40%
32 AMERICAN INTERNATIONAL GROUP, INC. 7,129 978,000 0.38%
33 COLONY GROUP LLC 6,900 947,000 0.37%
34 UNITED CAPITAL FINANCIAL ADVISORS, LLC 5,918 812,000 0.32%
35 JANE STREET GROUP, LLC 5,554 762,000 0.30%
36 MSI Financial Services Inc 4,817 661,000 0.26%
37 JPMORGAN CHASE & CO 4,492 617,000 0.24%
38 Atria Investments, Inc 76 556,000 0.22%
39 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,557 488,000 0.19%
40 COMMERZBANK AKTIENGESELLSCHAFT /FI 3,200 439,000 0.17%
41 DAVENPORT & Co LLC 3,175 435,800 0.17%
42 NEXT Financial Group, Inc 2,678 367,000 0.14%
43 Horizon Investments, LLC 2,650 364,000 0.14%
44 FOUNDERS FINANCIAL SECURITIES LLC 2,628 361,000 0.14%
45 NewEdge Advisors, LLC 2,580 354,000 0.14%
46 BANK OF MONTREAL /CAN/ 2,470 339,000 0.13%
47 VSR Financial Services, Inc. 2,191 301,000 0.12%
48 Private Advisor Group, LLC 2,149 295,000 0.12%
49 Brown Advisory Securities, LLC 2,135 293,000 0.11%
50 Checchi Capital Advisers, LLC 2,119 291,000 0.11%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.