Dark
Light
System
Security
ISHARES TRUST U.S. FINLS ETF
ISHARES TRUST U.S. FINLS ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 202 Institutional holders with a total value of $891,401,323.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,371,629 139,164,000 15.61%
2 FMR LLC 876,341 88,914,000 9.97%
3 BANK OF AMERICA CORP /DE/ 813,889 82,578,000 9.26%
4 BLACKROCK ADVISORS LLC 704,154 71,443,000 8.01%
5 PICTET ASSET MANAGEMENT LTD 417,000 42,309,000 4.75%
6 WELLS FARGO & COMPANY/MN 308,516 31,301,000 3.51%
7 ENVESTNET ASSET MANAGEMENT INC 279,042 28,315,000 3.18%
8 UBS Group AG 211,463 21,455,000 2.41%
9 SCHRODER INVESTMENT MANAGEMENT GROUP 205,048 20,804,000 2.33%
10 ROYAL BANK OF CANADA 201,342 20,428,000 2.29%
11 BlackRock Investment Management, LLC 199,792 20,271,000 2.27%
12 LPL Financial LLC 191,357 19,562,000 2.19%
13 Commonwealth Equity Services, Inc 123,445 12,525,000 1.41%
14 THAI LIFE INSURANCE PCL. 115,896 11,759,000 1.32%
15 Cambridge Investment Research Advisors, Inc. 113,652 11,531,000 1.29%
16 UNITED CAPITAL FINANCIAL ADVISORS, LLC 112,802 11,445,000 1.28%
17 Timber Hill LLC 103,196 10,470,000 1.17%
18 SCOTIA CAPITAL INC. 101,140 10,267,000 1.15%
19 PATTEN & PATTEN INC/TN 100,075 10,154,000 1.14%
20 BANK HAPOALIM BM 100,000 10,146,000 1.14%
21 GRIMES & Co WEALTH MANAGEMENT, LLC 88,843 9,014,000 1.01%
22 Stillwater Capital Advisors, LLC 81,723 8,292,000 0.93%
23 CWM, LLC 80,764 8,194,000 0.92%
24 AMERIPRISE FINANCIAL INC 77,186 7,832,000 0.88%
25 GOLDMAN SACHS GROUP INC 71,883 7,293,000 0.82%
26 Quantitative Investment Management, LLC 70,500 7,152,000 0.80%
27 CITADEL ADVISORS LLC 68,245 6,924,000 0.78%
28 Raymond James Financial Services Advisors, Inc. 64,567 6,551,000 0.73%
29 JPMORGAN CHASE & CO 59,491 6,036,000 0.68%
30 RAYMOND JAMES & ASSOCIATES 55,068 5,587,000 0.63%
31 ADVISOR GROUP, INC. 53,344 5,411,000 0.61%
32 BENJAMIN F. EDWARDS & COMPANY, INC. 44,131 4,478,000 0.50%
33 NAVELLIER & ASSOCIATES INC 39,812 4,039,000 0.45%
34 First Allied Advisory Services, Inc. 37,816 3,837,000 0.43%
35 ADVANTAGE INVESTMENT MANAGEMENT, LLC 37,247 3,779,000 0.42%
36 LADENBURG THALMANN FINANCIAL SERVICES INC. 37,173 3,726,000 0.42%
37 Commonwealth Financial Services, LLC 36,692 3,724,000 0.42%
38 STIFEL FINANCIAL CORP 36,486 3,703,000 0.42%
39 PETTYJOHN, WOOD & WHITE, INC 35,245 3,576,000 0.40%
40 BANCO ITAU HOLDING FINANCEIRA S A 29,531 2,996,000 0.34%
41 PINNACLE FAMILY ADVISORS, LLC 27,925 2,833,000 0.32%
42 Sigma Planning Corp 27,154 2,755,000 0.31%
43 MSI Financial Services Inc 27,005 2,740,000 0.31%
44 AVEO CAPITAL PARTNERS, LLC 25,968 2,635,000 0.30%
45 SUNTRUST BANKS INC 25,862 2,623,000 0.29%
46 Madden Advisory Services, Inc. 25,715 2,609,000 0.29%
47 M&T BANK CORP 25,190 2,556,000 0.29%
48 CUTLER GROUP LLC / CA 24,951 2,531,000 0.28%
49 CONFLUENCE INVESTMENT MANAGEMENT LLC 24,617 2,498,000 0.28%
50 MANUFACTURERS LIFE INSURANCE COMPANY, THE 24,535 2,489,000 0.28%
Page 1 of 5

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.