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ISHARES TR
ISHARES TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 25 Institutional holders with a total value of $10,674,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 145,133 4,062,000 38.06%
2 UBS Group AG 52,064 1,457,000 13.65%
3 JANE STREET GROUP, LLC 28,323 793,000 7.43%
4 KALOS MANAGEMENT, INC. 25,694 719,000 6.74%
5 WELLS FARGO & COMPANY/MN 23,036 645,000 6.04%
6 AXA S.A. 16,440 460,000 4.31%
7 CITADEL ADVISORS LLC 15,319 430,000 4.03%
8 AMERIPRISE FINANCIAL INC 14,839 415,000 3.89%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 13,853 389,000 3.64%
10 Compagnie Lombard Odier SCmA 13,673 384,000 3.60%
11 MORGAN STANLEY 11,470 321,000 3.01%
12 LPL Financial LLC 7,858 221,000 2.07%
13 PNC FINANCIAL SERVICES GROUP, INC. 5,696 160,000 1.50%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,280 64,000 0.60%
15 GENEOS WEALTH MANAGEMENT INC. 1,450 40,000 0.37%
16 ADVISOR GROUP, INC. 819 23,000 0.22%
17 MSI Financial Services Inc 708 20,000 0.19%
18 ENVESTNET ASSET MANAGEMENT INC 640 18,000 0.17%
19 Creative Planning 627 18,000 0.17%
20 IFP ADVISORS, INC 562 16,000 0.15%
21 Montecito Bank & Trust 325 9,000 0.08%
22 Perigon Wealth Management, LLC 209 6,000 0.06%
23 ROYAL BANK OF CANADA 95 3,000 0.03%
24 Horrell Capital Management, Inc. 25 1,000 0.01%
25 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.