Dark
Light
System
Security
ISHARES
ISHARES. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 42 Institutional holders with a total value of $220,435,186.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Kiwi Wealth Investments Limited Partnership 790,174 52,780,000 23.94%
2 FAS Wealth Partners, Inc. 731,355 48,852,000 22.16%
3 BANK OF AMERICA CORP /DE/ 453,302 30,279,000 13.74%
4 BlackRock Finance, Inc. 305,710 20,420,000 9.26%
5 STRINGER ASSET MANAGEMENT, LLC 149,750 10,003,000 4.54%
6 UBS AG 128,920 8,611,000 3.91%
7 MORGAN STANLEY 75,789 5,061,000 2.30%
8 RAYMOND JAMES & ASSOCIATES 75,594 5,049,000 2.29%
9 WELLS FARGO & COMPANY/MN 68,992 4,608,000 2.09%
10 Commonwealth Equity Services, Inc 67,529 4,511,000 2.05%
11 Raymond James Financial Services Advisors, Inc. 66,762 4,459,000 2.02%
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 53,825 3,595,000 1.63%
13 LPL Financial LLC 46,189 3,085,000 1.40%
14 AMERIPRISE FINANCIAL INC 35,789 2,390,000 1.08%
15 Orion Porfolio Solutions, LLC 35,000 2,338,000 1.06%
16 ROYAL BANK OF CANADA 33,664 2,249,000 1.02%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 23,873 1,595,000 0.72%
18 AXA S.A. 22,800 1,523,000 0.69%
19 JANE STREET GROUP, LLC 19,846 1,326,000 0.60%
20 HighTower Advisors, LLC 14,115 943,000 0.43%
21 Atria Investments, Inc 13,616 909,000 0.41%
22 Baker Ellis Asset Management LLC 11,560 772,000 0.35%
23 Partnervest Advisory Services LLC 9,598 641,000 0.29%
24 Fusion Investment Group, LLC 8,954 598,000 0.27%
25 WHITTIER TRUST CO OF NEVADA INC 7,900 527,000 0.24%
26 BlackRock Investment Management, LLC 7,491 500,000 0.23%
27 Private Advisor Group, LLC 6,846 457,000 0.21%
28 CITIGROUP INC 5,528 369,000 0.17%
29 Robert W. Baird & Co. Inc 4,484 300,000 0.14%
30 MSI Financial Services Inc 4,384 293,000 0.13%
31 Cetera Advisors LLC 4,061 270,000 0.12%
32 BLACKROCK ADVISORS LLC 3,739 250,000 0.11%
33 Cambridge Investment Research Advisors, Inc. 3,524 235,000 0.11%
34 JPMORGAN CHASE & CO 3,049 204,000 0.09%
35 BANK OF MONTREAL /CAN/ 2,143 143,000 0.06%
36 Creative Planning 1,300 87,000 0.04%
37 WFG Advisors, LP 837 56,000 0.03%
38 AMERICAN INTERNATIONAL GROUP, INC. 716 47,826 0.02%
39 B. Riley Wealth Management, Inc. 650 43,000 0.02%
40 B. Riley Wealth Advisors, Inc. 484 32,360 0.01%
41 ENVESTNET ASSET MANAGEMENT INC 311 21,000 0.01%
42 Transamerica Financial Advisors, LLC 32 3,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.