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ISHARES
ISHARES. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 47 Institutional holders with a total value of $195,653,211.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FAS Wealth Partners, Inc. 741,995 49,506,000 25.30%
2 BANK OF AMERICA CORP /DE/ 493,402 32,920,000 16.83%
3 BlackRock Finance, Inc. 305,710 20,397,000 10.43%
4 LSV ASSET MANAGEMENT 300,000 20,016,000 10.23%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 192,898 12,870,000 6.58%
6 RAYMOND JAMES & ASSOCIATES 102,961 6,870,000 3.51%
7 MORGAN STANLEY 100,241 6,688,000 3.42%
8 UBS AG 82,270 5,489,000 2.81%
9 Commonwealth Equity Services, Inc 66,919 4,465,000 2.28%
10 WELLS FARGO & COMPANY/MN 63,458 4,234,000 2.16%
11 Raymond James Financial Services Advisors, Inc. 62,209 4,151,000 2.12%
12 STRINGER ASSET MANAGEMENT, LLC 53,562 3,574,000 1.83%
13 LPL Financial LLC 47,243 3,126,000 1.60%
14 AMERIPRISE FINANCIAL INC 41,730 2,784,000 1.42%
15 Orion Porfolio Solutions, LLC 35,000 2,335,000 1.19%
16 ROYAL BANK OF CANADA 33,206 2,215,000 1.13%
17 AXA S.A. 23,740 1,584,000 0.81%
18 GUGGENHEIM CAPITAL LLC 20,000 1,335,000 0.68% PRN
19 GUGGENHEIM CAPITAL LLC 19,000 1,268,000 0.65%
20 Baker Ellis Asset Management LLC 18,110 1,208,000 0.62%
21 HighTower Advisors, LLC 14,115 942,000 0.48%
22 Atria Investments, Inc 13,774 919,000 0.47%
23 Partnervest Advisory Services LLC 9,548 637,000 0.33%
24 Fusion Investment Group, LLC 8,849 590,000 0.30%
25 BLACKROCK ADVISORS LLC 8,806 588,000 0.30%
26 BANK OF MONTREAL /CAN/ 7,993 533,000 0.27%
27 WHITTIER TRUST CO OF NEVADA INC 7,850 523,000 0.27%
28 Private Advisor Group, LLC 7,153 477,000 0.24%
29 JANE STREET GROUP, LLC 6,294 420,000 0.21%
30 CITIGROUP INC 5,528 369,000 0.19%
31 MSI Financial Services Inc 5,001 334,000 0.17%
32 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,958 331,000 0.17%
33 Cetera Advisors LLC 4,528 300,000 0.15%
34 Robert W. Baird & Co. Inc 4,215 281,000 0.14% SH
35 M&T BANK CORP 3,629 242,000 0.12%
36 Cambridge Investment Research Advisors, Inc. 3,540 236,000 0.12%
37 ALLIANCEBERNSTEIN L.P. 3,468 231,000 0.12%
38 Janney Montgomery Scott LLC 3,315 221,177 0.11%
39 WFG Advisors, LP 1,571 105,000 0.05%
40 Creative Planning 1,300 87,000 0.04%
41 ENVESTNET ASSET MANAGEMENT INC 1,044 70,000 0.04%
42 MANAGED ACCOUNT ADVISORS LLC 857 57,000 0.03%
43 B. Riley Wealth Management, Inc. 690 46,000 0.02%
44 AMERICAN INTERNATIONAL GROUP, INC. 630 42,034 0.02%
45 JCIC Asset Management Inc. 500 33,000 0.02%
46 NEXT Financial Group, Inc 38 3,000 0.00%
47 Transamerica Financial Advisors, LLC 1 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.