| # | % | |||||
|---|---|---|---|---|---|---|
| 451 | HOWE & RUSLING INC | 210 | 5,000 | 0.00% | ||
| 452 | PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 200 | 4,530 | 0.00% | ||
| 453 | NEXT Financial Group, Inc | 200 | 4,000 | 0.00% | ||
| 454 | KALOS MANAGEMENT, INC. | 4,077 | 4,000 | 0.00% | PRN | |
| 455 | GENOVESE BURFORD & BROTHERS WEALTH & RETIREMENT PLAN MANAGEMENT, LLC | 185 | 4,000 | 0.00% | ||
| 456 | ARROW FINANCIAL CORP | 126 | 3,000 | 0.00% | ||
| 457 | BRONFMAN E.L. ROTHSCHILD, L.P. | 71 | 2,000 | 0.00% | ||
| 458 | LAUREL WEALTH ADVISORS, INC. | 100 | 2,000 | 0.00% | ||
| 459 | HARFST & ASSOCIATES, INC. | 84 | 1,000 | 0.00% | ||
| 460 | Lenox Wealth Advisors, LLC | 32 | 1,000 | 0.00% | ||
| 461 | ASSETMARK, INC | 23 | 1,000 | 0.00% | ||
| 462 | PIEDMONT INVESTMENT ADVISORS INC | 4 | 90 | 0.00% | ||
| 463 | WOLVERINE ASSET MANAGEMENT LLC | 80 | 0 | 0.00% | Put | |
| 464 | Creative Planning | 600 | 0 | 0.00% | Call | |
| 465 | QUADRANT CAPITAL GROUP LLC | 21 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
