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VITAL THERAPIES INC
VITAL THERAPIES INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 50 Institutional holders with a total value of $127,129,319.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FMR LLC 2,070,000 51,771,000 40.72%
2 RS INVESTMENT MANAGEMENT CO LLC 1,092,988 27,336,000 21.50%
3 PRICE T ROWE ASSOCIATES INC /MD/ 430,400 10,764,000 8.47%
4 VANGUARD GROUP INC 398,757 9,973,000 7.84%
5 BlackRock Fund Advisors 162,336 4,060,000 3.19%
6 DEUTSCHE BANK AG\ 99,175 2,480,000 1.95%
7 STATE STREET CORP 76,247 1,914,000 1.51%
8 D. E. Shaw & Co., Inc. 75,619 1,891,000 1.49%
9 ORBIMED ADVISORS LLC 75,000 1,876,000 1.48% Put
10 NORTHERN TRUST CORP 69,533 1,739,000 1.37%
11 BlackRock Institutional Trust Company, N.A. 63,302 1,583,000 1.25%
12 Spark Investment Management LLC 59,100 1,472,000 1.16%
13 GEODE CAPITAL MANAGEMENT, LLC 48,775 1,219,000 0.96%
14 DSC Advisors, L.P. 44,900 1,123,000 0.88%
15 Bank of New York Mellon Corp 43,007 1,076,000 0.85%
16 GILDER GAGNON HOWE & CO LLC 33,958 849,000 0.67%
17 BANK OF AMERICA CORP /DE/ 26,899 672,000 0.53%
18 Swiss National Bank 19,764 494,000 0.39%
19 TIAA CREF INVESTMENT MANAGEMENT LLC 18,995 475,000 0.37%
20 Nationwide Fund Advisors 18,783 470,000 0.37%
21 TD ASSET MANAGEMENT INC 16,800 420,000 0.33%
22 BlackRock Investment Management, LLC 16,071 402,000 0.32%
23 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 15,000 375,000 0.29%
24 RAYMOND JAMES & ASSOCIATES 14,632 366,000 0.29%
25 MORGAN STANLEY 11,828 295,000 0.23%
26 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 10,499 263,000 0.21%
27 GOLDMAN SACHS GROUP INC 10,209 255,000 0.20%
28 TEACHERS ADVISORS, LLC 9,277 232,000 0.18%
29 Jefferies Group LLC 9,000 225,000 0.18% Put
30 Catalyst Capital Advisors LLC 5,500 138,000 0.11%
31 WELLS FARGO & COMPANY/MN 5,370 134,000 0.11%
32 MANUFACTURERS LIFE INSURANCE COMPANY, THE 4,671 117,000 0.09%
33 ALLIANCEBERNSTEIN L.P. 4,200 105,000 0.08%
34 AMERICAN INTERNATIONAL GROUP, INC. 3,552 88,836 0.07%
35 BLACKROCK ADVISORS LLC 3,303 83,000 0.07%
36 CT Financial Advisors LLC 3,200 80,032 0.06%
37 Jefferies Group LLC 3,000 75,000 0.06% Call
38 STRS OHIO 1,800 45,000 0.04%
39 GROUP ONE TRADING LLC 1,488 37,000 0.03%
40 UBS Group AG 1,276 32,000 0.03%
41 MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC 1,150 29,000 0.02%
42 Ironwood Financial, llc 860 22,000 0.02%
43 NEXT Financial Group, Inc 700 17,000 0.01%
44 Tower Research Capital LLC (TRC) 555 14,000 0.01%
45 TEACHER RETIREMENT SYSTEM OF TEXAS 506 13,000 0.01%
46 Cambria Investment Management, L.P. 400 10,000 0.01%
47 CITIGROUP INC 310 8,000 0.01%
48 BARCLAYS PLC 167 4,000 0.00%
49 BlackRock Finance, Inc. 146 4,000 0.00%
50 BNP PARIBAS FINANCIAL MARKETS 138 3,451 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.