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VITAL THERAPIES INC
VITAL THERAPIES INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 60 Institutional holders with a total value of $37,658,900.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VICTORY CAPITAL MANAGEMENT INC 2,326,615 10,121,000 26.88%
2 FMR LLC 1,457,878 6,342,000 16.84%
3 VANGUARD GROUP INC 832,204 3,620,000 9.61%
4 BlackRock Fund Advisors 759,007 3,302,000 8.77%
5 CARLEON CAPITAL PARTNERS LLC 575,405 2,503,000 6.65%
6 BlackRock Institutional Trust Company, N.A. 514,361 2,237,000 5.94%
7 STATE STREET CORP 328,091 1,427,000 3.79%
8 NORTHERN TRUST CORP 265,384 1,154,000 3.06%
9 MILLENNIUM MANAGEMENT LLC 189,163 823,000 2.19%
10 GEODE CAPITAL MANAGEMENT, LLC 162,762 708,000 1.88%
11 BRIDGEWAY CAPITAL MANAGEMENT, LLC 90,000 392,000 1.04%
12 BlackRock Investment Management, LLC 87,852 382,000 1.01%
13 TIAA CREF INVESTMENT MANAGEMENT LLC 79,555 346,000 0.92%
14 Bank of New York Mellon Corp 78,984 344,000 0.91%
15 MORGAN STANLEY 70,178 305,000 0.81%
16 D. E. Shaw & Co., Inc. 66,231 288,000 0.76%
17 GOLDMAN SACHS GROUP INC 63,388 276,000 0.73%
18 Anson Funds Management LP 62,137 270,000 0.72%
19 BLAIR WILLIAM & CO/IL 59,500 259,000 0.69%
20 SEI INVESTMENTS CO 52,500 228,000 0.61%
21 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 48,757 212,000 0.56%
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 48,169 210,000 0.56%
23 TEACHERS ADVISORS, LLC 46,457 202,000 0.54%
24 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 35,847 156,000 0.41%
25 JPMORGAN CHASE & CO 32,601 142,000 0.38%
26 RHUMBLINE ADVISERS 24,560 107,000 0.28%
27 JANE STREET GROUP, LLC 23,811 104,000 0.28%
28 PRICE T ROWE ASSOCIATES INC /MD/ 17,765 77,000 0.20%
29 WELLS FARGO & COMPANY/MN 15,986 70,000 0.19%
30 CITADEL ADVISORS LLC 15,700 68,000 0.18% Call
31 NEW YORK STATE COMMON RETIREMENT FUND 15,300 67,000 0.18%
32 A.R.T. Advisors, LLC 15,200 66,000 0.18%
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 15,100 66,000 0.18% Put
34 Nationwide Fund Advisors 14,423 63,000 0.17%
35 AMERICAN INTERNATIONAL GROUP, INC. 13,616 59,000 0.16%
36 DEUTSCHE BANK AG\ 13,208 55,000 0.15%
37 Paloma Partners Management Co 12,465 54,000 0.14%
38 RAYMOND JAMES & ASSOCIATES 12,282 53,000 0.14%
39 BLACKROCK ADVISORS LLC 11,670 51,000 0.14%
40 VOYA INVESTMENT MANAGEMENT LLC 11,533 50,000 0.13%
41 PARAMETRIC PORTFOLIO ASSOCIATES LLC 11,239 49,000 0.13%
42 SUSQUEHANNA INTERNATIONAL GROUP, LLP 11,100 48,000 0.13% Call
43 CITIGROUP INC 11,034 48,000 0.13%
44 HighTower Advisors, LLC 10,000 44,000 0.12%
45 BARCLAYS PLC 9,050 40,000 0.11%
46 BANK OF AMERICA CORP /DE/ 7,734 34,000 0.09%
47 Legal & General Group Plc 6,462 29,000 0.08%
48 MANUFACTURERS LIFE INSURANCE COMPANY, THE 5,355 23,000 0.06%
49 CUTLER GROUP LLC / CA 1,600 17,000 0.05% Put
50 UBS Group AG 3,566 15,000 0.04%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.