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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 13 Institutional holders with a total value of $3,365,211.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 60,743 1,365,000 40.56%
2 Virtu KCG Holdings LLC 56,551 1,271,000 37.77%
3 BANK OF AMERICA CORP /DE/ 15,377 346,000 10.28%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 11,469 258,000 7.67%
5 ADVISOR GROUP, INC. 2,625 59,000 1.75%
6 WEALTHPLAN PARTNERS, LLC 2,154 48,211 1.43%
7 MSI Financial Services Inc 380 9,000 0.27%
8 Concert Wealth Management Inc. 224 5,000 0.15%
9 ASSET DEDICATION, LLC 144 3,000 0.09%
10 Creative Planning 53 1,000 0.03%
11 Parallax Volatility Advisers, L.P. 1 0 0.00%
12 Live Your Vision, LLC 10 0 0.00%
13 BlackRock Finance, Inc. 15 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.