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INOVIO PHARMACEUTICALS INC
INOVIO PHARMACEUTICALS INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 139 Institutional holders with a total value of $204,155,230.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Financial Architects, Inc 50 0 0.00%
2 MACROVIEW INVESTMENT MANAGEMENT LLC 50 0 0.00%
3 NEXT Financial Group, Inc 109 1,000 0.00%
4 FineMark National Bank & Trust 150 1,000 0.00%
5 Riggs Asset Managment Co. Inc. 125 1,000 0.00%
6 Creative Planning 1,000 1,000 0.00% Call
7 PIEDMONT INVESTMENT ADVISORS INC 161 1,500 0.00%
8 Advisory Services Network, LLC 220 2,000 0.00%
9 Hartford Financial Management Inc. 300 2,000 0.00%
10 GENEOS WEALTH MANAGEMENT INC. 325 3,000 0.00%
11 Tradewinds Capital Management, LLC 338 3,000 0.00%
12 Tower Research Capital LLC (TRC) 500 5,000 0.00%
13 Brick & Kyle, Associates 500 5,000 0.00%
14 KRILOGY FINANCIAL LLC 500 5,000 0.00%
15 JPMORGAN CHASE & CO 685 6,000 0.00%
16 BUTENSKY & COHEN FINANCIAL SECURITY, INC 750 7,000 0.00%
17 Cable Hill Partners, LLC 750 7,000 0.00%
18 IFP ADVISORS, INC 900 8,000 0.00%
19 INTEGRATED WEALTH MANAGEMENT 1,000 9,000 0.00%
20 Focused Wealth Management, Inc 1,000 9,000 0.00%
21 Blume Capital Management, Inc. 1,000 9,000 0.00%
22 SYNOVUS FINANCIAL CORP 950 9,000 0.00%
23 ASSET DEDICATION, LLC 1,000 9,000 0.00%
24 US BANCORP \DE\ 1,000 9,000 0.00%
25 TCI Wealth Advisors, Inc. 1,200 11,000 0.01%
26 KERNODLE & KATON ASSET MANAGEMENT GROUP, LLC 1,239 12,000 0.01%
27 CUTLER GROUP LLC / CA 19,400 12,000 0.01% Put
28 CENTRAL TRUST Co 1,250 12,000 0.01%
29 Compagnie Lombard Odier SCmA 2,000 19,000 0.01%
30 SIMPLEX TRADING, LLC 2,121 19,000 0.01%
31 Zurcher Kantonalbank (Zurich Cantonalbank) 2,359 22,000 0.01%
32 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 2,500 23,000 0.01%
33 ROYAL BANK OF CANADA 2,525 24,000 0.01%
34 EARNEST PARTNERS LLC 2,750 26,000 0.01%
35 MOSAIC FAMILY WEALTH, LLC 2,875 27,000 0.01%
36 Spot Trading L.L.C 3,000 28,000 0.01% Put
37 MSI Financial Services Inc 3,045 28,000 0.01%
38 BANK OF MONTREAL /CAN/ 3,000 28,000 0.01% Call
39 CUTLER GROUP LLC / CA 3,296 30,000 0.01%
40 Spot Trading L.L.C 3,469 32,000 0.02%
41 Quantbot Technologies LP 3,652 34,000 0.02%
42 CUTLER GROUP LLC / CA 35,100 35,000 0.02% Call
43 WEALTHPLAN PARTNERS, LLC 4,200 39,480 0.02%
44 BNP PARIBAS FINANCIAL MARKETS 4,578 42,667 0.02%
45 CITIGROUP INC 5,200 48,000 0.02% Put
46 ACROSPIRE INVESTMENT MANAGEMENT LLC 5,208 49,000 0.02%
47 CANADA LIFE ASSURANCE Co 5,810 54,000 0.03%
48 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,092 67,000 0.03%
49 Legal & General Group Plc 7,688 71,000 0.03%
50 BlackRock Finance, Inc. 7,516 71,000 0.03%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.