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LOMBARD MEDICAL INC
LOMBARD MEDICAL INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 19 Institutional holders with a total value of $44,557,131.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Abingworth LLP 3,352,544 25,647,000 57.56%
2 Aisling Capital LLC 886,363 6,820,000 15.31%
3 FIL Ltd 865,980 6,659,000 14.94%
4 CITADEL ADVISORS LLC 158,175 1,217,000 2.73%
5 Alyeska Investment Group, L.P. 104,109 801,000 1.80%
6 MORGAN STANLEY 98,586 758,000 1.70%
7 DEUTSCHE BANK AG\ 92,984 714,000 1.60%
8 GLG Partners LP 60,892 468,000 1.05%
9 MOORE CAPITAL MANAGEMENT, LP 45,000 346,000 0.78%
10 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 40,000 308,000 0.69%
11 Verition Fund Management LLC 29,097 224,000 0.50%
12 AMERICAN INTERNATIONAL GROUP, INC. 26,675 205,131 0.46%
13 HSBC HOLDINGS PLC 18,236 140,000 0.31%
14 GOLDMAN SACHS GROUP INC 15,800 122,000 0.27%
15 BANK OF AMERICA CORP /DE/ 15,000 115,000 0.26%
16 UBS AG 1,268 10,000 0.02%
17 Tower Research Capital LLC (TRC) 380 3,000 0.01%
18 Invesco Ltd. 6,317,851 0 0.00%
19 CITIGROUP INC 3 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.