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LOMBARD MEDICAL INC
LOMBARD MEDICAL INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 20 Institutional holders with a total value of $47,346,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Invesco Ltd. 6,317,851 22,555,000 47.64%
2 Abingworth LLP 3,473,452 12,331,000 26.04%
3 SV Health Investors, LLC 1,077,499 3,847,000 8.13%
4 Aisling Capital LLC 886,363 3,164,000 6.68%
5 FIL Ltd 786,997 2,865,000 6.05%
6 Alyeska Investment Group, L.P. 167,004 596,000 1.26%
7 CITADEL ADVISORS LLC 160,605 585,000 1.24%
8 DEUTSCHE BANK AG\ 102,005 364,000 0.77%
9 Weiss Multi-Strategy Advisers LLC 97,000 346,000 0.73%
10 PURA VIDA INVESTMENTS, LLC 52,875 189,000 0.40%
11 BlackRock Fund Advisors 33,163 118,000 0.25%
12 Spark Investment Management LLC 26,400 93,000 0.20%
13 Verition Fund Management LLC 19,129 70,000 0.15%
14 AMERICAN INTERNATIONAL GROUP, INC. 18,985 68,000 0.14%
15 HSBC HOLDINGS PLC 18,236 66,000 0.14%
16 GOLDMAN SACHS GROUP INC 15,800 56,000 0.12%
17 UBS Group AG 4,001 14,000 0.03%
18 BlackRock Investment Management, LLC 2,008 7,000 0.01%
19 MORGAN STANLEY 1,945 7,000 0.01%
20 Tower Research Capital LLC (TRC) 1,345 5,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.