| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CITIGROUP INC | 420 | 0 | 0.00% | ||
| 2 | UBS Group AG | 1 | 0 | 0.00% | ||
| 3 | MORGAN STANLEY | 1,891 | 2,000 | 0.02% | ||
| 4 | BlackRock Investment Management, LLC | 2,008 | 2,000 | 0.02% | ||
| 5 | AMERICAN INTERNATIONAL GROUP, INC. | 11,630 | 12,000 | 0.09% | ||
| 6 | Spark Investment Management LLC | 12,000 | 12,000 | 0.09% | ||
| 7 | HSBC HOLDINGS PLC | 18,236 | 19,000 | 0.15% | ||
| 8 | Verition Fund Management LLC | 19,129 | 20,000 | 0.15% | ||
| 9 | Texas Yale Capital Corp. | 29,062 | 31,000 | 0.24% | ||
| 10 | BlackRock Fund Advisors | 29,805 | 31,000 | 0.24% | ||
| 11 | GOLDMAN SACHS GROUP INC | 31,618 | 33,000 | 0.26% | ||
| 12 | Weiss Multi-Strategy Advisers LLC | 58,000 | 61,000 | 0.47% | ||
| 13 | DEUTSCHE BANK AG\ | 102,005 | 107,000 | 0.83% | ||
| 14 | CITADEL ADVISORS LLC | 135,597 | 142,000 | 1.10% | ||
| 15 | Aisling Capital LLC | 886,363 | 931,000 | 7.21% | ||
| 16 | SV Health Investors, LLC | 1,077,499 | 1,131,000 | 8.76% | ||
| 17 | Abingworth LLP | 3,473,452 | 3,751,000 | 29.04% | ||
| 18 | Invesco Ltd. | 6,317,851 | 6,633,000 | 51.35% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
