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LEGACY RESERVES
LEGACY RESERVES. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 59 Institutional holders with a total value of $31,708,896.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Walleye Trading LLC 45 0 0.00%
2 ADIRONDACK TRUST CO 200 0 0.00%
3 JACOBI CAPITAL MANAGEMENT LLC 200 0 0.00%
4 MCF Advisors LLC 800 2,000 0.01%
5 BELLWETHER INVESTMENT GROUP, LLC 759 2,000 0.01%
6 INTEGRATED INVESTMENT CONSULTANTS, LLC 1,000 2,000 0.01%
7 REILLY FINANCIAL ADVISORS, LLC 1,000 2,000 0.01%
8 Commonwealth Financial Services, LLC 621 2,000 0.01%
9 MSI Financial Services Inc 1,122 2,000 0.01%
10 SIMPLEX TRADING, LLC 1,592 3,000 0.01%
11 CUTLER GROUP LLC / CA 10,600 3,000 0.01% Call
12 ROCKEFELLER FINANCIAL SERVICES INC 2,000 4,000 0.01%
13 CITIGROUP INC 2,030 4,000 0.01%
14 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,354 5,000 0.02%
15 US BANCORP \DE\ 2,400 5,000 0.02%
16 BESSEMER GROUP INC 3,000 6,000 0.02%
17 ADVISOR GROUP, INC. 2,619 6,000 0.02%
18 FIRST MANHATTAN CO. LLC. 4,000 8,000 0.03%
19 FineMark National Bank & Trust 9,600 20,000 0.06%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 9,606 20,000 0.06%
21 INDEPENDENT ADVISOR ALLIANCE 8,359 20,896 0.07%
22 Creative Planning 9,801 21,000 0.07%
23 GOLDMAN SACHS GROUP INC 10,806 23,000 0.07%
24 NEXT Financial Group, Inc 11,956 25,000 0.08%
25 First Dallas Securities Inc. 12,711 27,000 0.09%
26 Formidable Asset Management, LLC 13,443 28,000 0.09%
27 INTEGRAL DERIVATIVES, LLC 13,600 29,000 0.09% Call
28 WELLS FARGO & COMPANY/MN 14,801 31,000 0.10%
29 SUSQUEHANNA INTERNATIONAL GROUP, LLP 15,100 32,000 0.10% Call
30 IFP ADVISORS, INC 15,423 33,000 0.10%
31 Syntal Capital Partners, LLC 18,840 39,000 0.12%
32 Raymond James Financial Services Advisors, Inc. 18,812 40,000 0.13%
33 Cetera Advisors LLC 20,000 42,000 0.13%
34 Columbia Asset Management 20,000 42,000 0.13%
35 ACROSPIRE INVESTMENT MANAGEMENT LLC 19,983 42,000 0.13%
36 WOLVERINE TRADING LP /BD 20,200 43,000 0.14% Put
37 Hodges Capital Management Inc. 21,580 46,000 0.15%
38 GROUP ONE TRADING LLC 23,325 49,000 0.15%
39 STIFEL FINANCIAL CORP 25,536 56,000 0.18%
40 CITADEL ADVISORS LLC 26,700 57,000 0.18% Put
41 ROYAL BANK OF CANADA 28,115 59,000 0.19%
42 GEODE CAPITAL MANAGEMENT, LLC 30,730 65,000 0.20%
43 BANK OF AMERICA CORP /DE/ 38,698 82,000 0.26%
44 Oxbow Advisors, LLC 49,023 104,000 0.33%
45 Virtu KCG Holdings LLC 55,309 117,000 0.37%
46 CITADEL ADVISORS LLC 57,828 123,000 0.39%
47 EDGE ADVISORS, LLC 59,000 125,000 0.39%
48 UBS Group AG 68,830 146,000 0.46%
49 RAYMOND JAMES & ASSOCIATES 69,228 147,000 0.46%
50 SUSQUEHANNA INTERNATIONAL GROUP, LLP 69,534 147,000 0.46%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.