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LEGG MASON INC
LEGG MASON INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 344 Institutional holders with a total value of $2,666,265,030.
#
Manager Name
Shares
Value ($)
%
Options
Notes
301 FNY Managed Accounts LLC 651 21,795 0.00%
302 SYNOVUS FINANCIAL CORP 634 21,000 0.00%
303 Creative Planning 618 21,000 0.00%
304 GLENMEDE TRUST CO NA 600 20,000 0.00%
305 ADVISOR GROUP, INC. 563 18,000 0.00%
306 Advisors Asset Management, Inc. 500 17,000 0.00%
307 CITIZENS FINANCIAL GROUP INC/DE 500 17,000 0.00%
308 Plante Moran Financial Advisors, LLC 417 14,000 0.00%
309 Financial Architects, Inc 416 14,000 0.00%
310 GUARDIAN LIFE INSURANCE CO OF AMERICA 399 13,000 0.00%
311 BRONFMAN E.L. ROTHSCHILD, L.P. 360 12,000 0.00%
312 Carroll Financial Associates, Inc. 342 11,000 0.00%
313 SRH ADVISORS, LLC 300 10,000 0.00%
314 Evercore Wealth Management, LLC 282 9,000 0.00%
315 DELTA ASSET MANAGEMENT LLC/TN 262 9,000 0.00%
316 Global X Management CO LLC 198 7,000 0.00%
317 CUTLER GROUP LLC / CA 219 7,000 0.00%
318 Parallax Volatility Advisers, L.P. 200 7,000 0.00% Put
319 MSI Financial Services Inc 200 7,000 0.00%
320 Tarbox Family Office, Inc. 153 5,000 0.00%
321 HUNTINGTON NATIONAL BANK 149 5,000 0.00%
322 Jupiter Investment Management Ltd 166 5,000 0.00%
323 KANALY TRUST CO 93 3,000 0.00%
324 WHITTIER TRUST CO OF NEVADA INC 79 3,000 0.00%
325 Mercer Capital Advisers, Inc. 100 3,000 0.00%
326 IFP ADVISORS, INC 83 3,000 0.00%
327 INTEGRATED WEALTH MANAGEMENT 76 3,000 0.00%
328 ADVANTAGE INVESTMENT MANAGEMENT, LLC 82 3,000 0.00%
329 Gemmer Asset Management LLC 96 3,000 0.00%
330 Cornerstone Advisors, Inc. 59 2,000 0.00%
331 Apriem Advisors 50 2,000 0.00%
332 Parkside Financial Bank & Trust 63 2,000 0.00%
333 Advisory Services Network, LLC 64 2,000 0.00%
334 Tradewinds Capital Management, LLC 20 1,000 0.00%
335 DELPHI PRIVATE ADVISORS LLC 27 1,000 0.00%
336 Transamerica Financial Advisors, LLC 23 1,000 0.00%
337 First Personal Financial Services 30 1,000 0.00%
338 Johnson Financial Group, Inc. 37 1,000 0.00%
339 PIEDMONT INVESTMENT ADVISORS INC 5 167 0.00%
340 VERSANT CAPITAL MANAGEMENT, INC 21 0 0.00%
341 NEWFOUND RESEARCH LLC 3 0 0.00%
342 Glassman Wealth Services 12 0 0.00%
343 CUTLER GROUP LLC / CA 3,400 0 0.00% Call
344 HERNDON CAPITAL MANAGEMENT LLC 10 0 0.00%
Page 7 of 7

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.