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UNITED DEV FDG IV COM
UNITED DEV FDG IV COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 66 Institutional holders with a total value of $118,182,190.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WEALTHCARE CAPITAL MANAGEMENT LLC 1,250 0 0.00%
2 NEXT Financial Group, Inc 500 8,000 0.01%
3 CITIGROUP INC 439 8,000 0.01% Call
4 ADVANTAGE INVESTMENT MANAGEMENT, LLC 500 9,000 0.01%
5 CENTRAL TRUST Co 500 9,000 0.01%
6 BARCLAYS PLC 586 10,000 0.01%
7 Tower Research Capital LLC (TRC) 676 12,000 0.01%
8 BlackRock Finance, Inc. 763 13,000 0.01%
9 UBS Group AG 1,691 30,000 0.03%
10 ROYAL BANK OF CANADA 1,759 31,000 0.03%
11 Efficient Market Advisors, LLC 1,750 31,000 0.03%
12 VICTORY CAPITAL MANAGEMENT INC 2,412 42,000 0.04%
13 BNP PARIBAS FINANCIAL MARKETS 2,549 44,557 0.04%
14 Brookstone Capital Management 3,309 58,000 0.05%
15 BlackRock Group LTD 4,499 79,000 0.07%
16 MORGAN STANLEY 4,956 87,000 0.07%
17 BANK OF MONTREAL /CAN/ 5,790 101,000 0.09%
18 WELLS FARGO & COMPANY/MN 7,837 137,000 0.12%
19 STRS OHIO 9,800 171,000 0.14%
20 VOYA INVESTMENT MANAGEMENT LLC 10,894 190,000 0.16%
21 NATIONAL PLANNING CORP 11,250 202,000 0.17%
22 NEW YORK STATE COMMON RETIREMENT FUND 12,554 219,000 0.19%
23 Invesco Ltd. 13,124 229,000 0.19%
24 BANK OF AMERICA CORP /DE/ 14,227 248,000 0.21%
25 PANAGORA ASSET MANAGEMENT INC 14,593 255,000 0.22%
26 DEERE & CO 15,957 279,000 0.24%
27 PDT Partners, LLC 17,260 302,000 0.26%
28 BANK OF THE WEST 17,500 306,000 0.26%
29 DIVIDEND ASSETS CAPITAL, LLC 17,600 308,000 0.26%
30 Nationwide Fund Advisors 19,303 337,000 0.29%
31 MANUFACTURERS LIFE INSURANCE COMPANY, THE 19,727 345,000 0.29%
32 BLACKROCK ADVISORS LLC 20,154 352,000 0.30%
33 AMERICAN INTERNATIONAL GROUP, INC. 25,306 442,347 0.37%
34 METROPOLITAN LIFE INSURANCE CO/NY 25,478 445,000 0.38%
35 Regal Investment Advisors LLC 25,670 448,000 0.38%
36 Concorde Asset Management, LLC 27,993 489,000 0.41%
37 Arete Wealth Advisors, LLC 29,962 524,000 0.44%
38 RISK PARADIGM GROUP, LLC 31,553 551,538 0.47%
39 RHUMBLINE ADVISERS 35,530 621,000 0.53%
40 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 37,025 648,000 0.55%
41 Kovack Advisors, Inc. 37,923 663,000 0.56%
42 TEACHERS ADVISORS, LLC 45,202 790,000 0.67%
43 LADENBURG THALMANN FINANCIAL SERVICES INC. 49,490 865,000 0.73%
44 LPL Financial LLC 50,431 922,000 0.78%
45 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 55,964 978,000 0.83%
46 DEUTSCHE BANK AG\ 66,162 1,155,000 0.98%
47 Atria Investments, Inc 81,691 1,428,000 1.21%
48 Commonwealth Equity Services, Inc 86,789 1,517,000 1.28%
49 TIAA CREF INVESTMENT MANAGEMENT LLC 87,323 1,526,000 1.29%
50 Vident Investment Advisory, LLC 87,429 1,528,000 1.29%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.