| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Sigma Planning Corp | 145,572 | 437,000 | 41.02% | ||
| 2 | Simplicity Solutions, LLC | 37,530 | 113,000 | 10.61% | ||
| 3 | RISK PARADIGM GROUP, LLC | 36,432 | 109,296 | 10.26% | ||
| 4 | Kovack Advisors, Inc. | 27,720 | 83,000 | 7.79% | ||
| 5 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 27,415 | 82,000 | 7.70% | ||
| 6 | CAPITAL INVESTMENT ADVISORY SERVICES, LLC | 23,940 | 72,000 | 6.76% | ||
| 7 | SEI INVESTMENTS CO | 22,700 | 68,000 | 6.38% | ||
| 8 | Concorde Asset Management, LLC | 22,439 | 67,000 | 6.29% | ||
| 9 | Vantage Investment Advisors, LLC | 7,120 | 21,000 | 1.97% | ||
| 10 | CENTRAL TRUST Co | 500 | 7,000 | 0.66% | ||
| 11 | Endurance Wealth Management, Inc. | 1,862 | 6,000 | 0.56% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
