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ARADIGM CORP COM
ARADIGM CORP COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 13 Institutional holders with a total value of $49,695,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 First Eagle Investment Management, LLC 3,854,730 36,967,000 74.39%
2 GREAT POINT PARTNERS LLC 1,008,062 9,667,000 19.45%
3 FMR LLC 168,740 1,618,000 3.26%
4 GOLDMAN SACHS GROUP INC 66,177 635,000 1.28%
5 DEUTSCHE BANK AG\ 42,236 404,000 0.81%
6 MILLENNIUM MANAGEMENT LLC 19,113 183,000 0.37%
7 BlackRock Institutional Trust Company, N.A. 17,439 167,000 0.34%
8 MORGAN STANLEY 4,839 46,000 0.09%
9 Tower Research Capital LLC (TRC) 867 8,000 0.02%
10 B. Riley Wealth Management, Inc. 68 0 0.00%
11 Evercore Wealth Management, LLC 2 0 0.00%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 2 0 0.00%
13 Focused Wealth Management, Inc 2 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.