| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ADVENT CAPITAL MANAGEMENT /DE/ | 38,726,000 | 45,271,000 | 21.28% | PRN | |
| 2 | CI INVESTMENTS INC. | 29,050,000 | 33,807,000 | 15.89% | ||
| 3 | AMERIPRISE FINANCIAL INC | 25,780,000 | 30,002,000 | 14.11% | PRN | |
| 4 | FRANKLIN RESOURCES INC | 20,250,000 | 23,591,000 | 11.09% | PRN | |
| 5 | SHENKMAN CAPITAL MANAGEMENT INC | 16,521,000 | 19,377,000 | 9.11% | PRN | |
| 6 | LAZARD ASSET MANAGEMENT LLC | 16,215,000 | 18,870,000 | 8.87% | PRN | |
| 7 | CITIGROUP INC | 9,020,000 | 10,497,000 | 4.94% | PRN | |
| 8 | PROSPECTOR PARTNERS LLC | 5,275,000 | 6,138,000 | 2.89% | ||
| 9 | JANUS HENDERSON INVESTORS US LLC | 4,776,000 | 5,558,000 | 2.61% | ||
| 10 | NOMURA HOLDINGS INC | 2,883,000 | 3,358,000 | 1.58% | PRN | |
| 11 | CSS LLC/IL | 2,500,000 | 2,926,000 | 1.38% | PRN | |
| 12 | Empyrean Capital Partners, LP | 2,500,000 | 2,914,000 | 1.37% | PRN | |
| 13 | Sage Capital Management, LLC | 2,400,000 | 2,803,000 | 1.32% | PRN | |
| 14 | DEUTSCHE BANK AG\ | 2,220,000 | 2,582,000 | 1.21% | PRN | |
| 15 | Pine River Capital Management L.P. | 2,000,000 | 2,332,000 | 1.10% | PRN | |
| 16 | DINSMORE CAPITAL MANAGEMENT CO/NJ | 2,000,000 | 2,330,000 | 1.10% | PRN | |
| 17 | SUNTRUST BANKS INC | 138,000 | 160,000 | 0.08% | ||
| 18 | BARCLAYS PLC | 72,000 | 84,000 | 0.04% | PRN | |
| 19 | M&T BANK CORP | 48,000 | 56,000 | 0.03% | PRN | |
| 20 | ROYAL BANK OF CANADA | 25,000 | 29,000 | 0.01% | PRN | |
| 21 | MORGAN STANLEY | 5,000 | 6,000 | 0.00% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
