| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ADVENT CAPITAL MANAGEMENT /DE/ | 38,495,000 | 40,587,000 | 33.62% | PRN | |
| 2 | AMERIPRISE FINANCIAL INC | 22,410,000 | 23,811,000 | 19.72% | PRN | |
| 3 | FRANKLIN RESOURCES INC | 20,250,000 | 21,541,000 | 17.84% | PRN | |
| 4 | SHENKMAN CAPITAL MANAGEMENT INC | 10,854,000 | 11,593,000 | 9.60% | PRN | |
| 5 | JANUS HENDERSON INVESTORS US LLC | 4,776,000 | 5,075,000 | 4.20% | ||
| 6 | LAZARD ASSET MANAGEMENT LLC | 4,649,000 | 4,945,000 | 4.10% | PRN | |
| 7 | DEUTSCHE BANK AG\ | 4,494,000 | 4,774,000 | 3.95% | PRN | |
| 8 | CITIGROUP INC | 3,146,000 | 3,343,000 | 2.77% | PRN | |
| 9 | GABELLI FUNDS LLC | 2,000,000 | 2,125,000 | 1.76% | PRN | |
| 10 | BARCLAYS PLC | 1,687,000 | 1,788,000 | 1.48% | PRN | |
| 11 | PROSPECTOR PARTNERS LLC | 700,000 | 744,000 | 0.62% | PRN | |
| 12 | GOLDMAN SACHS GROUP INC | 232,000 | 247,000 | 0.20% | PRN | |
| 13 | SUNTRUST BANKS INC | 91,000 | 96,000 | 0.08% | ||
| 14 | M&T BANK CORP | 25,000 | 27,000 | 0.02% | PRN | |
| 15 | MORGAN STANLEY | 21,000 | 22,000 | 0.02% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
