| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BARCLAYS PLC | 6,000 | 7,000 | 0.00% | PRN | |
| 2 | MORGAN STANLEY | 9,000 | 10,000 | 0.01% | PRN | |
| 3 | M&T BANK CORP | 44,000 | 48,000 | 0.03% | PRN | |
| 4 | SUNTRUST BANKS INC | 91,000 | 99,000 | 0.05% | ||
| 5 | Jefferies Group LLC | 450,000 | 491,000 | 0.26% | PRN | |
| 6 | ROYAL BANK OF CANADA | 425,000 | 499,000 | 0.26% | PRN | |
| 7 | PROSPECTOR PARTNERS LLC | 700,000 | 764,000 | 0.40% | PRN | |
| 8 | DEUTSCHE BANK AG\ | 1,932,000 | 2,107,000 | 1.12% | PRN | |
| 9 | Pine River Capital Management L.P. | 2,000,000 | 2,182,000 | 1.15% | PRN | |
| 10 | DINSMORE CAPITAL MANAGEMENT CO/NJ | 2,000,000 | 2,185,000 | 1.16% | PRN | |
| 11 | CREDIT AGRICOLE S A | 4,377,000 | 4,776,000 | 2.53% | PRN | |
| 12 | LAZARD ASSET MANAGEMENT LLC | 4,550,000 | 4,965,000 | 2.63% | PRN | |
| 13 | JANUS HENDERSON INVESTORS US LLC | 4,776,000 | 5,212,000 | 2.76% | ||
| 14 | CITIGROUP INC | 6,712,000 | 7,324,000 | 3.88% | PRN | |
| 15 | SHENKMAN CAPITAL MANAGEMENT INC | 13,325,000 | 14,675,000 | 7.77% | PRN | |
| 16 | FRANKLIN RESOURCES INC | 20,250,000 | 22,123,000 | 11.71% | PRN | |
| 17 | AMERIPRISE FINANCIAL INC | 25,970,000 | 28,339,000 | 15.00% | PRN | |
| 18 | CI INVESTMENTS INC. | 29,050,000 | 31,701,000 | 16.78% | ||
| 19 | ADVENT CAPITAL MANAGEMENT /DE/ | 55,718,000 | 61,429,000 | 32.51% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
