| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ZAZOVE ASSOCIATES LLC | 48,708,000 | 54,797,000 | 13.28% | PRN | |
| 2 | Allianz Asset Management GmbH | 47,350,000 | 52,736,000 | 12.78% | PRN | |
| 3 | ADVENT CAPITAL MANAGEMENT /DE/ | 38,363,000 | 42,996,000 | 10.42% | PRN | |
| 4 | MACKAY SHIELDS LLC | 37,034,000 | 41,570,000 | 10.07% | PRN | |
| 5 | SHENKMAN CAPITAL MANAGEMENT INC | 26,943,000 | 30,311,000 | 7.34% | PRN | |
| 6 | GUARDIAN LIFE INSURANCE CO OF AMERICA | 20,600,000 | 23,033,000 | 5.58% | PRN | |
| 7 | INCOME RESEARCH & MANAGEMENT | 16,613,000 | 18,575,000 | 4.50% | PRN | |
| 8 | JPMORGAN CHASE & CO | 16,402,000 | 18,267,000 | 4.43% | PRN | |
| 9 | VICTORY CAPITAL MANAGEMENT INC | 15,711,560 | 17,567,000 | 4.26% | PRN | |
| 10 | Invesco Ltd. | 15,055,000 | 16,833,000 | 4.08% | PRN | |
| 11 | Lombard Odier Asset Management (Europe) Ltd | 11,740,000 | 13,184,000 | 3.19% | PRN | |
| 12 | PUTNAM INVESTMENTS LLC | 11,334,000 | 12,673,000 | 3.07% | ||
| 13 | THRIVENT FINANCIAL FOR LUTHERANS | 11,250,000 | 12,635,000 | 3.06% | ||
| 14 | PICTET ASSET MANAGEMENT LTD | 8,300,000 | 9,350,000 | 2.27% | ||
| 15 | SSI INVESTMENT MANAGEMENT LLC | 5,436,000 | 6,078,000 | 1.47% | PRN | |
| 16 | Clearbridge Investments, LLC | 4,450,000 | 4,956,000 | 1.20% | PRN | |
| 17 | BANK OF AMERICA CORP /DE/ | 3,765,000 | 4,193,000 | 1.02% | PRN | |
| 18 | CONNING INC. | 3,700,000 | 4,154,000 | 1.01% | PRN | |
| 19 | SONORA INVESTMENT MANAGEMENT, LLC | 3,350,000 | 3,761,000 | 0.91% | ||
| 20 | WELLS FARGO & COMPANY/MN | 3,164,000 | 3,538,000 | 0.86% | PRN | |
| 21 | Ameritas Investment Partners, Inc. | 2,800,000 | 3,130,000 | 0.76% | PRN | |
| 22 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 25,000 | 2,807,000 | 0.68% | ||
| 23 | Nicholas Investment Partners, LP | 2,170,000 | 2,426,000 | 0.59% | PRN | |
| 24 | RUSSELL FRANK CO/ | 1,500,000 | 1,673,000 | 0.41% | ||
| 25 | LOOMIS SAYLES & CO L P | 22,531 | 1,635,000 | 0.40% | ||
| 26 | LORD, ABBETT & CO. LLC | 1,350,000 | 1,516,000 | 0.37% | PRN | |
| 27 | LAFFER TENGLER INVESTMENTS, INC. | 1,217 | 1,401,757 | 0.34% | PRN | |
| 28 | Zurcher Kantonalbank (Zurich Cantonalbank) | 1,000,000 | 1,123,000 | 0.27% | PRN | |
| 29 | KEYBANK NATIONAL ASSOCIATION/OH | 960,000 | 1,073,000 | 0.26% | ||
| 30 | Calamos Advisors LLC | 616,000 | 692,000 | 0.17% | PRN | |
| 31 | Bank of New York Mellon Corp | 504,000 | 561,000 | 0.14% | ||
| 32 | RAYMOND JAMES & ASSOCIATES | 500,000 | 559,000 | 0.14% | PRN | |
| 33 | CREDIT SUISSE AG/ | 449,000 | 502,000 | 0.12% | PRN | |
| 34 | DEUTSCHE BANK AG\ | 426,000 | 476,000 | 0.12% | PRN | |
| 35 | IRON Financial LLC | 400,000 | 453,000 | 0.11% | ||
| 36 | GABELLI & Co INVESTMENT ADVISERS, INC. | 325,000 | 365,000 | 0.09% | PRN | |
| 37 | WATER ISLAND CAPITAL LLC | 4,800 | 348,000 | 0.08% | ||
| 38 | Cutler Capital Management, LLC | 290,000 | 324,000 | 0.08% | PRN | |
| 39 | CITIGROUP INC | 112,000 | 125,000 | 0.03% | PRN | |
| 40 | BlackRock Fund Advisors | 100,000 | 112,000 | 0.03% | PRN | |
| 41 | Hilton Capital Management, LLC | 100,000 | 112,000 | 0.03% | PRN | |
| 42 | M&T BANK CORP | 42,000 | 47,000 | 0.01% | PRN | |
| 43 | MORGAN STANLEY | 27,000 | 30,000 | 0.01% | PRN | |
| 44 | Brown Advisory Securities, LLC | 26,000 | 28,000 | 0.01% | PRN | |
| 45 | AMERIPRISE FINANCIAL INC | 18,000 | 20,000 | 0.00% | PRN | |
| 46 | THOMPSON DAVIS & CO., INC. | 2,000 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
