| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ZAZOVE ASSOCIATES LLC | 49,598,000 | 54,868,000 | 14.64% | PRN | |
| 2 | Allianz Asset Management GmbH | 45,850,000 | 49,243,000 | 13.14% | PRN | |
| 3 | ADVENT CAPITAL MANAGEMENT /DE/ | 40,745,000 | 44,955,000 | 12.00% | PRN | |
| 4 | MACKAY SHIELDS LLC | 36,843,000 | 40,849,000 | 10.90% | PRN | |
| 5 | SHENKMAN CAPITAL MANAGEMENT INC | 22,222,000 | 24,653,000 | 6.58% | PRN | |
| 6 | GUARDIAN LIFE INSURANCE CO OF AMERICA | 20,600,000 | 22,750,000 | 6.07% | PRN | |
| 7 | VICTORY CAPITAL MANAGEMENT INC | 17,294,656 | 19,100,000 | 5.10% | PRN | |
| 8 | INCOME RESEARCH & MANAGEMENT | 16,613,000 | 18,347,000 | 4.90% | PRN | |
| 9 | Invesco Ltd. | 15,055,000 | 16,626,000 | 4.44% | PRN | |
| 10 | JPMORGAN CHASE & CO | 9,493,000 | 10,476,000 | 2.80% | PRN | |
| 11 | PUTNAM INVESTMENTS LLC | 8,691,000 | 9,598,000 | 2.56% | ||
| 12 | THRIVENT FINANCIAL FOR LUTHERANS | 8,250,000 | 9,152,000 | 2.44% | ||
| 13 | PICTET ASSET MANAGEMENT LTD | 8,300,000 | 8,850,000 | 2.36% | ||
| 14 | Clearbridge Investments, LLC | 4,380,000 | 4,834,000 | 1.29% | PRN | |
| 15 | CONNING INC. | 3,700,000 | 4,052,000 | 1.08% | PRN | |
| 16 | WELLS FARGO & COMPANY/MN | 3,134,000 | 3,461,000 | 0.92% | PRN | |
| 17 | Ameritas Investment Partners, Inc. | 2,850,000 | 3,147,000 | 0.84% | PRN | |
| 18 | LORD, ABBETT & CO. LLC | 2,630,000 | 2,918,000 | 0.78% | PRN | |
| 19 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 25,000 | 2,685,000 | 0.72% | ||
| 20 | SSI INVESTMENT MANAGEMENT LLC | 2,365,000 | 2,612,000 | 0.70% | PRN | |
| 21 | Nicholas Investment Partners, LP | 2,170,000 | 2,397,000 | 0.64% | PRN | |
| 22 | SONORA INVESTMENT MANAGEMENT, LLC | 2,050,000 | 2,303,872 | 0.61% | ||
| 23 | RUSSELL FRANK CO/ | 2,000,000 | 2,219,000 | 0.59% | ||
| 24 | Zurcher Kantonalbank (Zurich Cantonalbank) | 2,000,000 | 2,190,000 | 0.58% | PRN | |
| 25 | BANK OF AMERICA CORP /DE/ | 1,933,000 | 2,135,000 | 0.57% | PRN | |
| 26 | LOOMIS SAYLES & CO L P | 21,585 | 1,456,000 | 0.39% | ||
| 27 | LAFFER TENGLER INVESTMENTS, INC. | 1,191 | 1,328,475 | 0.35% | ||
| 28 | KEYBANK NATIONAL ASSOCIATION/OH | 1,000,000 | 1,104,000 | 0.29% | ||
| 29 | DEUTSCHE BANK AG\ | 830,000 | 916,000 | 0.24% | PRN | |
| 30 | WEDBUSH SECURITIES INC | 6,000 | 663,000 | 0.18% | ||
| 31 | Calamos Advisors LLC | 585,000 | 649,000 | 0.17% | PRN | |
| 32 | Bank of New York Mellon Corp | 504,000 | 556,000 | 0.15% | ||
| 33 | RAYMOND JAMES & ASSOCIATES | 500,000 | 552,000 | 0.15% | PRN | |
| 34 | CREDIT SUISSE AG/ | 410,000 | 453,000 | 0.12% | PRN | |
| 35 | IRON Financial LLC | 400,000 | 444,000 | 0.12% | ||
| 36 | Compagnie Lombard Odier SCmA | 380,000 | 423,000 | 0.11% | PRN | |
| 37 | GABELLI & Co INVESTMENT ADVISERS, INC. | 325,000 | 359,000 | 0.10% | PRN | |
| 38 | WATER ISLAND CAPITAL LLC | 4,800 | 324,000 | 0.09% | ||
| 39 | Cutler Capital Management, LLC | 290,000 | 320,000 | 0.09% | PRN | |
| 40 | BARCLAYS PLC | 225,000 | 248,000 | 0.07% | PRN | |
| 41 | CITIGROUP INC | 124,000 | 137,000 | 0.04% | PRN | |
| 42 | Hilton Capital Management, LLC | 100,000 | 110,000 | 0.03% | PRN | |
| 43 | MORGAN STANLEY | 61,000 | 67,000 | 0.02% | PRN | |
| 44 | SUNTRUST BANKS INC | 57,000 | 62,000 | 0.02% | ||
| 45 | BlackRock Fund Advisors | 50,000 | 55,000 | 0.01% | PRN | |
| 46 | M&T BANK CORP | 36,000 | 40,000 | 0.01% | PRN | |
| 47 | Brown Advisory Securities, LLC | 26,000 | 28,000 | 0.01% | PRN | |
| 48 | AMERIPRISE FINANCIAL INC | 18,000 | 20,000 | 0.01% | PRN | |
| 49 | ROYAL BANK OF CANADA | 5,000 | 6,000 | 0.00% | PRN | |
| 50 | D.A. DAVIDSON & CO. | 4,000 | 4,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
