Dark
Light
System
Security
MANNKIND CORP
MANNKIND CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 180 Institutional holders with a total value of $72,309,499.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 ROYAL BANK OF CANADA 221,390 138,000 0.19%
52 BARCLAYS PLC 220,500 137,000 0.19% Put
53 METROPOLITAN LIFE INSURANCE CO/NY 211,752 131,000 0.18%
54 Nationwide Fund Advisors 210,098 130,000 0.18%
55 EQUITEC SPECIALISTS, LLC 187,600 116,000 0.16% Put
56 AMERICAN INTERNATIONAL GROUP, INC. 186,966 115,919 0.16%
57 CITIGROUP INC 181,454 112,000 0.15%
58 BANK OF AMERICA CORP /DE/ 168,128 105,000 0.15%
59 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 161,935 100,000 0.14%
60 CITIGROUP INC 147,900 92,000 0.13% Put
61 BLACKROCK ADVISORS LLC 148,155 92,000 0.13%
62 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 141,747 88,000 0.12%
63 VOYA INVESTMENT MANAGEMENT LLC 140,682 87,000 0.12%
64 BANK OF MONTREAL /CAN/ 136,600 85,000 0.12% Put
65 COMMERZBANK AKTIENGESELLSCHAFT /FI 129,291 80,000 0.11%
66 BANK OF MONTREAL /CAN/ 118,000 74,000 0.10%
67 MIZUHO SECURITIES USA LLC 119,800 74,000 0.10%
68 JANE STREET GROUP, LLC 115,384 72,000 0.10%
69 EQUITEC PROPRIETARY MARKETS, LLC 111,500 69,000 0.10% Put
70 Old West Investment Management, LLC 109,508 67,000 0.09%
71 BlackRock Group LTD 108,282 67,000 0.09%
72 LADENBURG THALMANN FINANCIAL SERVICES INC. 106,430 66,000 0.09%
73 TUDOR INVESTMENT CORP ET AL 103,325 64,000 0.09%
74 Commonwealth Equity Services, Inc 100,015 62,000 0.09%
75 WOLVERINE ASSET MANAGEMENT LLC 100,000 62,000 0.09% Call
76 DEUTSCHE BANK AG\ 100,180 61,000 0.08%
77 CITIGROUP INC 97,300 60,000 0.08% Call
78 PRICE T ROWE ASSOCIATES INC /MD/ 93,200 58,000 0.08%
79 ACUTA CAPITAL PARTNERS, LLC 90,000 56,000 0.08% Put
80 CANADA PENSION PLAN INVESTMENT BOARD 87,900 54,000 0.07%
81 Cambridge Investment Research Advisors, Inc. 85,119 53,000 0.07%
82 BARCLAYS PLC 83,915 52,000 0.07%
83 Walleye Trading LLC 82,800 51,000 0.07% Call
84 Legal & General Group Plc 77,335 47,000 0.06%
85 Geduld E E 75,000 47,000 0.06%
86 LPL Financial LLC 74,850 46,000 0.06%
87 WOLVERINE ASSET MANAGEMENT LLC 74,530 46,000 0.06%
88 SIMPLEX TRADING, LLC 71,215 44,000 0.06%
89 Creative Planning 68,867 43,000 0.06%
90 Court Place Advisors, LLC 69,200 43,000 0.06%
91 PRINCIPAL FINANCIAL GROUP INC 69,081 42,000 0.06%
92 OPPENHEIMER & CO INC 67,661 42,000 0.06%
93 Marathon Trading Investment Management LLC 57,500 36,000 0.05%
94 WOLVERINE TRADING LP /BD 58,100 35,000 0.05% Call
95 Stratos Wealth Partners, LTD. 54,677 34,000 0.05%
96 Private Advisor Group, LLC 51,157 32,000 0.04%
97 Raymond James Financial Services Advisors, Inc. 52,288 32,000 0.04%
98 US BANCORP \DE\ 51,425 32,000 0.04%
99 TWO SIGMA SECURITIES, LLC 50,317 31,000 0.04%
100 J.P. Morgan Private Wealth Advisors LLC 48,370 30,000 0.04%
Page 2 of 4

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.