Dark
Light
System
Security
Market Vctrs Rare Erth Mtls
Market Vctrs Rare Erth Mtls . Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 26 Institutional holders with a total value of $4,494,435.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 30,884 1,095,000 24.36%
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 18,712 664,000 14.77%
3 ROYAL BANK OF CANADA 15,330 545,000 12.13%
4 WELLS FARGO & COMPANY/MN 12,220 433,000 9.63%
5 CITADEL ADVISORS LLC 9,776 347,000 7.72%
6 KMS FINANCIAL SERVICES, INC 8,022 285,000 6.34%
7 MORGAN STANLEY 7,401 262,000 5.83%
8 BARCLAYS PLC 6,681 233,000 5.18%
9 BANK OF AMERICA CORP /DE/ 5,447 193,000 4.29%
10 SCHRODER INVESTMENT MANAGEMENT GROUP 2,300 81,581 1.82%
11 CREDIT AGRICOLE S A 2,100 74,000 1.65%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,662 59,000 1.31%
13 PRIVATE TRUST CO NA 1,621 57,000 1.27%
14 US BANCORP \DE\ 1,074 38,000 0.85%
15 AMERICAN INTERNATIONAL GROUP, INC. 1,039 36,854 0.82%
16 BANK OF MONTREAL /CAN/ 968 34,000 0.76%
17 CITIGROUP INC 539 19,000 0.42%
18 WHITTIER TRUST CO OF NEVADA INC 237 8,000 0.18%
19 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 203 7,000 0.16%
20 Regal Investment Advisors LLC 143 5,000 0.11%
21 SIGNATUREFD, LLC 107 4,000 0.09%
22 Hudock, Inc. 125 4,000 0.09%
23 NEW ENGLAND SECURITIES CORP /MA/ 74 3,000 0.07%
24 FIFTH THIRD BANCORP 75 3,000 0.07%
25 MACROVIEW INVESTMENT MANAGEMENT LLC 50 2,000 0.04%
26 Cordasco Financial Network 50 2,000 0.04%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.