| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 23,366 | 339,000 | 47.88% | ||
| 2 | MORGAN STANLEY | 7,961 | 117,000 | 16.53% | ||
| 3 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 5,303 | 78,000 | 11.02% | ||
| 4 | EDMOND DE ROTHSCHILD HOLDING S.A. | 3,638 | 53,000 | 7.49% | ||
| 5 | WELLS FARGO & COMPANY/MN | 2,063 | 30,000 | 4.24% | ||
| 6 | BANK OF MONTREAL /CAN/ | 1,158 | 17,000 | 2.40% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 1,190 | 17,000 | 2.40% | ||
| 8 | ROYAL BANK OF CANADA | 844 | 12,000 | 1.69% | ||
| 9 | CITIGROUP INC | 539 | 8,000 | 1.13% | ||
| 10 | AlphaMark Advisors, LLC | 575 | 8,000 | 1.13% | ||
| 11 | EDMOND DE ROTHSCHILD (SUISSE) S.A. | 500 | 7,000 | 0.99% | ||
| 12 | AMERICAN INTERNATIONAL GROUP, INC. | 393 | 6,000 | 0.85% | ||
| 13 | BARCLAYS PLC | 255 | 4,000 | 0.56% | ||
| 14 | PNC FINANCIAL SERVICES GROUP, INC. | 209 | 3,000 | 0.42% | ||
| 15 | MSI Financial Services Inc | 199 | 3,000 | 0.42% | ||
| 16 | UBS Group AG | 142 | 2,000 | 0.28% | ||
| 17 | EDMOND DE ROTHSCHILD (EUROPE) | 130 | 2,000 | 0.28% | ||
| 18 | Cordasco Financial Network | 50 | 1,000 | 0.14% | ||
| 19 | BENJAMIN F. EDWARDS & COMPANY, INC. | 62 | 1,000 | 0.14% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
