| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BlueCrest Capital Management LLP | 260,000 | 4,867,000 | 10.36% | ||
| 2 | Euclid Advisors LLC | 193,100 | 3,615,000 | 7.70% | ||
| 3 | MORGAN STANLEY | 191,504 | 3,585,000 | 7.63% | ||
| 4 | ROYAL BANK OF CANADA | 172,749 | 3,234,000 | 6.89% | ||
| 5 | CITIGROUP INC | 172,000 | 3,220,000 | 6.86% | Put | |
| 6 | UBS AG | 149,772 | 2,803,000 | 5.97% | ||
| 7 | BB&T SECURITIES, LLC | 12,200 | 2,283,000 | 4.86% | ||
| 8 | Glovista Investments LLC | 113,017 | 2,116,000 | 4.51% | ||
| 9 | LPL Financial LLC | 105,872 | 1,982,000 | 4.22% | ||
| 10 | BANK OF MONTREAL /CAN/ | 102,900 | 1,926,000 | 4.10% | Call | |
| 11 | Capital Investment Advisors, LLC | 92,815 | 1,737,000 | 3.70% | ||
| 12 | Roundview Capital LLC | 79,600 | 1,490,000 | 3.17% | ||
| 13 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 78,156 | 1,463,000 | 3.12% | ||
| 14 | WELLS FARGO & COMPANY/MN | 58,927 | 1,103,000 | 2.35% | ||
| 15 | CITIGROUP INC | 57,400 | 1,075,000 | 2.29% | Call | |
| 16 | BANK OF AMERICA CORP /DE/ | 48,314 | 904,000 | 1.92% | ||
| 17 | NWAM LLC | 47,060 | 881,000 | 1.88% | ||
| 18 | SIGNATUREFD, LLC | 44,281 | 829,000 | 1.77% | ||
| 19 | BANK OF MONTREAL /CAN/ | 38,660 | 724,000 | 1.54% | ||
| 20 | RAYMOND JAMES & ASSOCIATES | 35,140 | 658,000 | 1.40% | ||
| 21 | BARCLAYS PLC | 36,300 | 653,000 | 1.39% | Put | |
| 22 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 34,000 | 637,000 | 1.36% | Put | |
| 23 | CITIGROUP INC | 33,855 | 634,000 | 1.35% | ||
| 24 | STIFEL FINANCIAL CORP | 29,121 | 545,000 | 1.16% | ||
| 25 | HL FINANCIAL SERVICES LLC | 26,740 | 501,000 | 1.07% | ||
| 26 | DEUTSCHE BANK AG\ | 20,600 | 385,000 | 0.82% | ||
| 27 | BARCLAYS PLC | 21,400 | 385,000 | 0.82% | Call | |
| 28 | Commonwealth Equity Services, Inc | 20,198 | 378,000 | 0.80% | ||
| 29 | Virtu KCG Holdings LLC | 19,545 | 366,000 | 0.78% | ||
| 30 | AMERIPRISE FINANCIAL INC | 18,045 | 338,000 | 0.72% | ||
| 31 | 10-15 ASSOCIATES, INC. | 17,475 | 327,000 | 0.70% | ||
| 32 | BlackRock Institutional Trust Company, N.A. | 14,364 | 269,000 | 0.57% | ||
| 33 | GOLDMAN SACHS GROUP INC | 12,835 | 240,000 | 0.51% | ||
| 34 | PEAK6 Group LLC | 12,731 | 238,000 | 0.51% | ||
| 35 | MSI Financial Services Inc | 11,414 | 214,000 | 0.46% | ||
| 36 | BARCLAYS PLC | 10,397 | 187,000 | 0.40% | ||
| 37 | Joel Isaacson & Co., LLC | 2,000 | 37,000 | 0.08% | ||
| 38 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,399 | 26,000 | 0.06% | ||
| 39 | AMERICAN INTERNATIONAL GROUP, INC. | 1,350 | 25,272 | 0.05% | ||
| 40 | Carroll Financial Associates, Inc. | 1,187 | 22,000 | 0.05% | ||
| 41 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 1,142 | 21,000 | 0.04% | ||
| 42 | B. Riley Wealth Advisors, Inc. | 700 | 13,104 | 0.03% | ||
| 43 | D.A. DAVIDSON & CO. | 450 | 8,000 | 0.02% | ||
| 44 | Creative Planning | 300 | 6,000 | 0.01% | ||
| 45 | Formidable Asset Management, LLC | 275 | 5,000 | 0.01% | ||
| 46 | People's United Financial, Inc. | 200 | 4,000 | 0.01% | ||
| 47 | CAPTRUST FINANCIAL ADVISORS | 150 | 3,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
