| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS AG | 215,391 | 3,686,000 | 8.52% | ||
| 2 | CITIGROUP INC | 184,700 | 3,160,000 | 7.31% | Put | |
| 3 | Euclid Advisors LLC | 163,400 | 2,796,000 | 6.46% | ||
| 4 | Richard C. Young & CO., LTD. | 156,235 | 2,673,000 | 6.18% | SH | |
| 5 | NOMURA HOLDINGS INC | 150,838 | 2,622,000 | 6.06% | ||
| 6 | ROYAL BANK OF CANADA | 141,233 | 2,416,000 | 5.59% | ||
| 7 | BANK OF MONTREAL /CAN/ | 140,200 | 2,399,000 | 5.55% | Call | |
| 8 | MORGAN STANLEY | 125,794 | 2,152,000 | 4.98% | ||
| 9 | CITIGROUP INC | 114,104 | 1,953,000 | 4.52% | ||
| 10 | BB&T SECURITIES, LLC | 11,200 | 1,916,000 | 4.43% | ||
| 11 | CREDIT SUISSE AG/ | 100,000 | 1,711,000 | 3.96% | ||
| 12 | LPL Financial LLC | 97,972 | 1,657,000 | 3.83% | ||
| 13 | Capital Investment Advisors, LLC | 90,210 | 1,543,000 | 3.57% | ||
| 14 | Roundview Capital LLC | 79,600 | 1,362,000 | 3.15% | ||
| 15 | NWAM LLC | 51,488 | 881,000 | 2.04% | ||
| 16 | WELLS FARGO & COMPANY/MN | 50,251 | 860,000 | 1.99% | ||
| 17 | SIGNATUREFD, LLC | 44,281 | 758,000 | 1.75% | ||
| 18 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 42,411 | 726,000 | 1.68% | ||
| 19 | CITIGROUP INC | 41,500 | 710,000 | 1.64% | Call | |
| 20 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 40,487 | 693,000 | 1.60% | ||
| 21 | BANK OF MONTREAL /CAN/ | 39,401 | 675,000 | 1.56% | ||
| 22 | RAYMOND JAMES & ASSOCIATES | 35,222 | 603,000 | 1.39% | ||
| 23 | STIFEL FINANCIAL CORP | 34,796 | 595,000 | 1.38% | ||
| 24 | BANK OF AMERICA CORP /DE/ | 27,756 | 475,000 | 1.10% | ||
| 25 | Virtu KCG Holdings LLC | 21,689 | 371,000 | 0.86% | ||
| 26 | HL FINANCIAL SERVICES LLC | 20,892 | 357,000 | 0.83% | ||
| 27 | DEUTSCHE BANK AG\ | 20,600 | 352,000 | 0.81% | ||
| 28 | 10-15 ASSOCIATES, INC. | 19,875 | 340,000 | 0.79% | ||
| 29 | AMERIPRISE FINANCIAL INC | 17,895 | 306,000 | 0.71% | ||
| 30 | Commonwealth Equity Services, Inc | 17,848 | 305,000 | 0.71% | ||
| 31 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 16,700 | 286,000 | 0.66% | Call | |
| 32 | GOLDMAN SACHS GROUP INC | 15,831 | 271,000 | 0.63% | ||
| 33 | BARCLAYS PLC | 15,700 | 267,000 | 0.62% | Call | |
| 34 | BARCLAYS PLC | 15,500 | 264,000 | 0.61% | Put | |
| 35 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 11,900 | 204,000 | 0.47% | Put | |
| 36 | MSI Financial Services Inc | 11,017 | 189,000 | 0.44% | ||
| 37 | Spot Trading L.L.C | 10,200 | 175,000 | 0.40% | Call | |
| 38 | BARCLAYS PLC | 9,770 | 166,000 | 0.38% | ||
| 39 | Spot Trading L.L.C | 4,875 | 83,000 | 0.19% | ||
| 40 | Fore Research & Management, LP | 3,000 | 51,000 | 0.12% | ||
| 41 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 2,242 | 38,000 | 0.09% | ||
| 42 | WFG Advisors, LP | 2,000 | 34,000 | 0.08% | ||
| 43 | UBS AG | 2,000 | 34,000 | 0.08% | Call | |
| 44 | Walleye Trading LLC | 2,000 | 34,000 | 0.08% | Call | |
| 45 | Joel Isaacson & Co., LLC | 2,000 | 34,000 | 0.08% | ||
| 46 | Carroll Financial Associates, Inc. | 1,187 | 19,000 | 0.04% | ||
| 47 | Private Advisor Group, LLC | 615 | 11,000 | 0.03% | ||
| 48 | Creative Planning | 500 | 9,000 | 0.02% | ||
| 49 | AMERICAN INTERNATIONAL GROUP, INC. | 503 | 8,607 | 0.02% | ||
| 50 | D.A. DAVIDSON & CO. | 450 | 7,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
