| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Modera Wealth Management, LLC | 628,510 | 17,347,000 | 30.01% | ||
| 2 | QS Investors, LLC | 266,436 | 7,354,000 | 12.72% | ||
| 3 | WELLS FARGO & COMPANY/MN | 228,534 | 6,308,000 | 10.91% | ||
| 4 | MORGAN STANLEY | 197,945 | 5,463,000 | 9.45% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 139,472 | 3,849,000 | 6.66% | ||
| 6 | JANE STREET GROUP, LLC | 138,530 | 3,823,000 | 6.61% | ||
| 7 | Bluefin Trading, LLC | 123,827 | 3,400,000 | 5.88% | ||
| 8 | COLONY GROUP LLC | 91,685 | 2,531,000 | 4.38% | ||
| 9 | Long Wharf Investors, Inc. | 67,630 | 1,867,000 | 3.23% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 62,667 | 1,730,000 | 2.99% | ||
| 11 | Janney Montgomery Scott LLC | 41,193 | 1,136,927 | 1.97% | ||
| 12 | Virtu KCG Holdings LLC | 24,972 | 689,000 | 1.19% | ||
| 13 | Gradient Investments LLC | 22,150 | 611,000 | 1.06% | ||
| 14 | Placemark Investments, Inc. | 21,475 | 594,000 | 1.03% | ||
| 15 | REGENTATLANTIC CAPITAL LLC | 14,495 | 400,000 | 0.69% | ||
| 16 | STIFEL FINANCIAL CORP | 12,407 | 342,000 | 0.59% | ||
| 17 | UBS AG | 5,866 | 162,000 | 0.28% | ||
| 18 | AMERIPRISE FINANCIAL INC | 5,096 | 141,000 | 0.24% | ||
| 19 | MUFG Americas Holdings Corp | 1,000 | 28,000 | 0.05% | ||
| 20 | MSI Financial Services Inc | 614 | 17,000 | 0.03% | ||
| 21 | ENVESTNET ASSET MANAGEMENT INC | 249 | 7,000 | 0.01% | ||
| 22 | Pinnacle Summer Investments, Inc. | 147 | 4,000 | 0.01% | ||
| 23 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 102 | 3,000 | 0.01% | ||
| 24 | AMERICAN INTERNATIONAL GROUP, INC. | 24 | 662 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
