| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Modera Wealth Management, LLC | 718,378 | 20,186,000 | 31.19% | ||
| 2 | QS Investors, LLC | 307,116 | 8,630,000 | 13.34% | ||
| 3 | WELLS FARGO & COMPANY/MN | 268,519 | 7,545,000 | 11.66% | ||
| 4 | MORGAN STANLEY | 208,865 | 5,869,000 | 9.07% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 207,675 | 5,835,000 | 9.02% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 96,768 | 2,719,000 | 4.20% | ||
| 7 | COLONY GROUP LLC | 91,918 | 2,583,000 | 3.99% | ||
| 8 | Long Wharf Investors, Inc. | 73,119 | 2,055,000 | 3.18% | ||
| 9 | JANE STREET GROUP, LLC | 70,785 | 1,989,000 | 3.07% | ||
| 10 | Janney Montgomery Scott LLC | 47,722 | 1,340,988 | 2.07% | ||
| 11 | Gradient Investments LLC | 37,187 | 1,045,000 | 1.61% | ||
| 12 | Placemark Investments, Inc. | 35,207 | 988,000 | 1.53% | ||
| 13 | STIFEL FINANCIAL CORP | 30,366 | 853,000 | 1.32% | ||
| 14 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 15,500 | 436,000 | 0.67% | Put | |
| 15 | REGENTATLANTIC CAPITAL LLC | 14,495 | 407,000 | 0.63% | ||
| 16 | Bluefin Trading, LLC | 14,087 | 400,000 | 0.62% | ||
| 17 | Hillsdale Investment Management Inc. | 12,400 | 348,000 | 0.54% | ||
| 18 | LPL Financial LLC | 10,736 | 302,000 | 0.47% | ||
| 19 | MSI Financial Services Inc | 9,980 | 280,000 | 0.43% | ||
| 20 | UBS AG | 9,577 | 269,000 | 0.42% | ||
| 21 | Virtu KCG Holdings LLC | 8,589 | 241,000 | 0.37% | ||
| 22 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 7,100 | 200,000 | 0.31% | ||
| 23 | AMERIPRISE FINANCIAL INC | 4,866 | 137,000 | 0.21% | ||
| 24 | MUFG Americas Holdings Corp | 1,000 | 28,000 | 0.04% | ||
| 25 | ENVESTNET ASSET MANAGEMENT INC | 240 | 7,000 | 0.01% | ||
| 26 | Creative Planning | 238 | 7,000 | 0.01% | ||
| 27 | ALLIANCEBERNSTEIN L.P. | 230 | 6,000 | 0.01% | ||
| 28 | ROYAL BANK OF CANADA | 186 | 5,000 | 0.01% | ||
| 29 | Pinnacle Summer Investments, Inc. | 98 | 3,000 | 0.00% | ||
| 30 | AMERICAN INTERNATIONAL GROUP, INC. | 24 | 674 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
