| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | HighTower Advisors, LLC | 101,400 | 1,225,000 | 44.37% | ||
| 2 | Virtu Financial LLC | 80,700 | 975,000 | 35.31% | ||
| 3 | Cetera Advisors LLC | 35,678 | 431,000 | 15.61% | ||
| 4 | WHITTIER TRUST CO OF NEVADA INC | 4,800 | 58,000 | 2.10% | ||
| 5 | NEW ENGLAND SECURITIES CORP /MA/ | 4,650 | 56,000 | 2.03% | ||
| 6 | CANADA LIFE ASSURANCE Co | 650 | 8,000 | 0.29% | ||
| 7 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 380 | 5,000 | 0.18% | ||
| 8 | WELLS FARGO & COMPANY/MN | 250 | 3,000 | 0.11% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
