| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | HighTower Advisors, LLC | 203,791 | 2,380,000 | 54.95% | ||
| 2 | Virtu Financial LLC | 79,712 | 931,000 | 21.50% | ||
| 3 | MSI Financial Services Inc | 35,460 | 414,000 | 9.56% | ||
| 4 | RAYMOND JAMES & ASSOCIATES | 20,371 | 238,000 | 5.50% | ||
| 5 | Stratos Wealth Partners, LTD. | 11,134 | 130,000 | 3.00% | ||
| 6 | WHITTIER TRUST CO OF NEVADA INC | 9,000 | 105,000 | 2.42% | ||
| 7 | Beacon Capital Management, Inc. | 5,663 | 66,000 | 1.52% | ||
| 8 | Cordasco Financial Network | 3,300 | 39,000 | 0.90% | ||
| 9 | Lehman Financial Resources, Inc. | 1,000 | 11,000 | 0.25% | ||
| 10 | VAN ECK ASSOCIATES CORP | 800 | 9,000 | 0.21% | ||
| 11 | CANADA LIFE ASSURANCE Co | 650 | 8,000 | 0.18% | ||
| 12 | Parallax Volatility Advisers, L.P. | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.