| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Invesco Ltd. | 1,018,177 | 4,500,000 | 47.97% | PRN | |
| 2 | Advisors Asset Management, Inc. | 712,376 | 3,149,000 | 33.57% | ||
| 3 | WELLS FARGO & COMPANY/MN | 129,851 | 574,000 | 6.12% | ||
| 4 | Horizon Kinetics LLC | 57,354 | 254,000 | 2.71% | ||
| 5 | LPL Financial LLC | 43,083 | 190,000 | 2.03% | ||
| 6 | RAYMOND JAMES TRUST N.A. | 30,818 | 136,000 | 1.45% | ||
| 7 | PNC FINANCIAL SERVICES GROUP, INC. | 22,448 | 100,000 | 1.07% | ||
| 8 | NATIONAL PLANNING CORP | 22,608 | 98,000 | 1.04% | ||
| 9 | Bank of New York Mellon Corp | 22,000 | 97,000 | 1.03% | ||
| 10 | BANK OF MONTREAL /CAN/ | 15,000 | 66,000 | 0.70% | ||
| 11 | MORGAN STANLEY | 14,500 | 64,000 | 0.68% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 12,505 | 55,000 | 0.59% | ||
| 13 | UBS AG | 11,550 | 51,000 | 0.54% | ||
| 14 | TRUST CO OF VERMONT | 2,300 | 10,000 | 0.11% | ||
| 15 | MSI Financial Services Inc | 2,000 | 9,000 | 0.10% | ||
| 16 | FIFTH THIRD BANCORP | 2,000 | 9,000 | 0.10% | ||
| 17 | DEUTSCHE BANK AG\ | 1,275 | 5,000 | 0.05% | ||
| 18 | Tower Research Capital LLC (TRC) | 880 | 4,000 | 0.04% | ||
| 19 | VALLEY NATIONAL BANCORP | 1,000 | 4,000 | 0.04% | ||
| 20 | AMERICAN INTERNATIONAL GROUP, INC. | 802 | 3,545 | 0.04% | ||
| 21 | Creative Planning | 500 | 2,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
