| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Invesco Ltd. | 802,915 | 3,469,000 | 40.73% | PRN | |
| 2 | Advisors Asset Management, Inc. | 674,181 | 2,912,000 | 34.19% | ||
| 3 | RAYMOND JAMES & ASSOCIATES | 73,390 | 317,000 | 3.72% | ||
| 4 | UBS AG | 52,673 | 228,000 | 2.68% | ||
| 5 | TFS CAPITAL LLC | 51,431 | 222,000 | 2.61% | ||
| 6 | MORGAN STANLEY | 44,253 | 192,000 | 2.25% | ||
| 7 | NATIONAL PLANNING CORP | 43,908 | 190,000 | 2.23% | ||
| 8 | LPL Financial LLC | 42,127 | 182,000 | 2.14% | ||
| 9 | GEODE CAPITAL MANAGEMENT, LLC | 31,543 | 136,000 | 1.60% | PRN | |
| 10 | RAYMOND JAMES TRUST N.A. | 30,818 | 133,000 | 1.56% | ||
| 11 | Bank of New York Mellon Corp | 29,134 | 126,000 | 1.48% | ||
| 12 | Horizon Kinetics LLC | 18,050 | 78,000 | 0.92% | ||
| 13 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 15,789 | 68,000 | 0.80% | ||
| 14 | BANK OF MONTREAL /CAN/ | 15,000 | 65,000 | 0.76% | ||
| 15 | BANK OF AMERICA CORP /DE/ | 12,755 | 55,000 | 0.65% | ||
| 16 | CORNERSTONE ADVISORS INC | 11,000 | 48,000 | 0.56% | ||
| 17 | PNC FINANCIAL SERVICES GROUP, INC. | 10,000 | 44,000 | 0.52% | ||
| 18 | TRUST CO OF VERMONT | 2,300 | 10,000 | 0.12% | ||
| 19 | MSI Financial Services Inc | 2,000 | 9,000 | 0.11% | ||
| 20 | FIFTH THIRD BANCORP | 2,000 | 9,000 | 0.11% | ||
| 21 | DEUTSCHE BANK AG\ | 1,275 | 5,000 | 0.06% | ||
| 22 | WELLS FARGO & COMPANY/MN | 1,168 | 5,000 | 0.06% | ||
| 23 | Creative Planning | 1,000 | 4,000 | 0.05% | ||
| 24 | VALLEY NATIONAL BANCORP | 1,000 | 4,000 | 0.05% | ||
| 25 | AMERICAN INTERNATIONAL GROUP, INC. | 802 | 3,465 | 0.04% | ||
| 26 | Tower Research Capital LLC (TRC) | 546 | 2,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
