| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Relative Value Partners, LLC | 3,494,914 | 18,104,000 | 16.68% | ||
| 2 | SIT INVESTMENT ASSOCIATES INC | 2,594,969 | 13,442,000 | 12.38% | ||
| 3 | WELLS FARGO & COMPANY/MN | 2,011,983 | 10,421,000 | 9.60% | ||
| 4 | UBS AG | 1,883,081 | 9,754,000 | 8.98% | ||
| 5 | Karpus Management, Inc. | 1,548,585 | 8,022,000 | 7.39% | ||
| 6 | NWQ INVESTMENT MANAGEMENT COMPANY, LLC | 1,543,356 | 7,995,000 | 7.36% | ||
| 7 | MORGAN STANLEY | 1,535,328 | 7,953,000 | 7.33% | ||
| 8 | Invesco Ltd. | 1,035,012 | 5,362,000 | 4.94% | ||
| 9 | Assured Investment Management LLC | 810,242 | 4,197,000 | 3.87% | ||
| 10 | GREATMARK INVESTMENT PARTNERS, INC. | 537,188 | 2,783,000 | 2.56% | ||
| 11 | Ancora Advisors LLC | 345,995 | 1,792,000 | 1.65% | ||
| 12 | LPL Financial LLC | 259,123 | 1,342,000 | 1.24% | ||
| 13 | Index Management Solutions, LLC | 252,548 | 1,308,000 | 1.20% | ||
| 14 | MARINER INVESTMENT GROUP LLC | 247,914 | 1,284,000 | 1.18% | ||
| 15 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 234,140 | 1,213,000 | 1.12% | ||
| 16 | B. Riley Wealth Advisors, Inc. | 193,089 | 1,000,000 | 0.92% | ||
| 17 | CORNERSTONE ADVISORS INC | 193,045 | 1,000,000 | 0.92% | ||
| 18 | BANK OF AMERICA CORP /DE/ | 187,297 | 970,000 | 0.89% | ||
| 19 | Penbrook Management LLC | 168,667 | 874,000 | 0.81% | ||
| 20 | SHUFRO ROSE & CO LLC | 158,190 | 819,000 | 0.75% | ||
| 21 | CITIGROUP INC | 149,834 | 776,000 | 0.71% | ||
| 22 | RAYMOND JAMES & ASSOCIATES | 134,776 | 698,000 | 0.64% | ||
| 23 | Saba Capital Management, L.P. | 125,732 | 651,000 | 0.60% | ||
| 24 | Investors Capital Advisory Services | 104,536 | 541,000 | 0.50% | ||
| 25 | Benchmark Capital Advisors | 88,700 | 459,000 | 0.42% | ||
| 26 | WFG Advisors, LP | 68,474 | 355,000 | 0.33% | ||
| 27 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 66,067 | 342,000 | 0.32% | ||
| 28 | Mariner, LLC | 61,158 | 317,000 | 0.29% | ||
| 29 | Pineno Levin & Ford Asset Management, Inc. | 60,800 | 315,000 | 0.29% | ||
| 30 | Texan Capital Management | 55,575 | 288,000 | 0.27% | ||
| 31 | Yellowstone Partners, LLC | 53,316 | 276,000 | 0.25% | ||
| 32 | DIXON HUBARD FEINOUR & BROWN INC/VA | 47,140 | 244,000 | 0.22% | ||
| 33 | ProVise Management Group, LLC | 42,860 | 222,000 | 0.20% | ||
| 34 | BNP PARIBAS FINANCIAL MARKETS | 37,638 | 200,234 | 0.18% | ||
| 35 | Advisors Preferred, LLC | 37,844 | 196,031 | 0.18% | ||
| 36 | HighTower Advisors, LLC | 37,900 | 196,000 | 0.18% | ||
| 37 | AVALON CAPITAL MANAGEMENT | 34,700 | 180,000 | 0.17% | ||
| 38 | KMS FINANCIAL SERVICES, INC | 32,859 | 170,000 | 0.16% | ||
| 39 | GOLDMAN SACHS GROUP INC | 32,636 | 169,000 | 0.16% | ||
| 40 | BRAVE ASSET MANAGEMENT INC | 32,300 | 167,000 | 0.15% | ||
| 41 | MONETARY MANAGEMENT GROUP INC | 28,100 | 146,000 | 0.13% | ||
| 42 | DEUTSCHE BANK AG\ | 27,273 | 141,000 | 0.13% | ||
| 43 | Concert Wealth Management Inc. | 26,097 | 136,000 | 0.13% | ||
| 44 | Janney Montgomery Scott LLC | 24,881 | 128,884 | 0.12% | ||
| 45 | US BANCORP \DE\ | 21,100 | 109,000 | 0.10% | ||
| 46 | PAYDEN & RYGEL | 20,000 | 104,000 | 0.10% | ||
| 47 | STIFEL FINANCIAL CORP | 18,322 | 95,000 | 0.09% | ||
| 48 | ARGENT TRUST COMPANY, N.A. | 16,430 | 85,000 | 0.08% | ||
| 49 | RAYMOND JAMES TRUST N.A. | 16,400 | 85,000 | 0.08% | ||
| 50 | PHILADELPHIA TRUST CO | 16,100 | 83,000 | 0.08% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
