| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Relative Value Partners, LLC | 3,445,731 | 18,193,000 | 15.95% | ||
| 2 | UBS AG | 3,328,436 | 17,575,000 | 15.41% | ||
| 3 | SIT INVESTMENT ASSOCIATES INC | 2,703,639 | 14,275,000 | 12.51% | ||
| 4 | WELLS FARGO & COMPANY/MN | 2,113,775 | 11,161,000 | 9.78% | ||
| 5 | MORGAN STANLEY | 1,773,900 | 9,366,000 | 8.21% | ||
| 6 | NWQ INVESTMENT MANAGEMENT COMPANY, LLC | 1,359,653 | 7,179,000 | 6.29% | ||
| 7 | Invesco Ltd. | 909,669 | 4,803,000 | 4.21% | ||
| 8 | Assured Investment Management LLC | 810,242 | 4,278,000 | 3.75% | ||
| 9 | ASHFORD CAPITAL MANAGEMENT INC | 546,724 | 2,887,000 | 2.53% | ||
| 10 | GREATMARK INVESTMENT PARTNERS, INC. | 536,438 | 2,832,000 | 2.48% | ||
| 11 | Index Management Solutions, LLC | 494,858 | 2,613,000 | 2.29% | ||
| 12 | B. Riley Wealth Advisors, Inc. | 927,792 | 2,446,803 | 2.14% | ||
| 13 | THRIVENT FINANCIAL FOR LUTHERANS | 369,134 | 1,949,000 | 1.71% | ||
| 14 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 284,924 | 1,504,000 | 1.32% | ||
| 15 | LPL Financial LLC | 244,534 | 1,291,000 | 1.13% | ||
| 16 | BANK OF AMERICA CORP /DE/ | 209,228 | 1,105,000 | 0.97% | ||
| 17 | Ancora Advisors LLC | 203,995 | 1,077,000 | 0.94% | ||
| 18 | Penbrook Management LLC | 168,667 | 891,000 | 0.78% | ||
| 19 | CITIGROUP INC | 154,061 | 813,000 | 0.71% | ||
| 20 | SHUFRO ROSE & CO LLC | 148,690 | 785,000 | 0.69% | ||
| 21 | RAYMOND JAMES & ASSOCIATES | 136,347 | 720,000 | 0.63% | ||
| 22 | Investors Capital Advisory Services | 116,873 | 617,000 | 0.54% | ||
| 23 | Benchmark Capital Advisors | 90,700 | 479,000 | 0.42% | ||
| 24 | WFG Advisors, LP | 66,654 | 352,000 | 0.31% | ||
| 25 | Pineno Levin & Ford Asset Management, Inc. | 63,000 | 333,000 | 0.29% | ||
| 26 | DIXON HUBARD FEINOUR & BROWN INC/VA | 59,340 | 313,000 | 0.27% | ||
| 27 | Texan Capital Management | 55,575 | 293,000 | 0.26% | ||
| 28 | Yellowstone Partners, LLC | 53,473 | 282,000 | 0.25% | ||
| 29 | ProVise Management Group, LLC | 51,460 | 271,000 | 0.24% | ||
| 30 | Mariner, LLC | 50,207 | 265,000 | 0.23% | ||
| 31 | BNP PARIBAS FINANCIAL MARKETS | 37,638 | 198,729 | 0.17% | ||
| 32 | AVALON CAPITAL MANAGEMENT | 33,900 | 179,000 | 0.16% | ||
| 33 | GOLDMAN SACHS GROUP INC | 33,585 | 177,000 | 0.16% | ||
| 34 | Advisors Preferred, LLC | 33,472 | 176,732 | 0.15% | ||
| 35 | BRAVE ASSET MANAGEMENT INC | 32,300 | 171,000 | 0.15% | ||
| 36 | MONETARY MANAGEMENT GROUP INC | 25,300 | 134,000 | 0.12% | ||
| 37 | DEUTSCHE BANK AG\ | 25,273 | 133,000 | 0.12% | ||
| 38 | Shaker Financial Services, LLC | 22,484 | 119,000 | 0.10% | ||
| 39 | Commonwealth Equity Services, Inc | 21,978 | 116,000 | 0.10% | ||
| 40 | US BANCORP \DE\ | 22,000 | 116,000 | 0.10% | ||
| 41 | Concert Wealth Management Inc. | 20,720 | 107,000 | 0.09% | ||
| 42 | PAYDEN & RYGEL | 20,000 | 106,000 | 0.09% | ||
| 43 | Cambridge Investment Research Advisors, Inc. | 18,720 | 99,000 | 0.09% | ||
| 44 | STIFEL FINANCIAL CORP | 18,322 | 97,000 | 0.09% | ||
| 45 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 16,902 | 89,000 | 0.08% | ||
| 46 | RAYMOND JAMES TRUST N.A. | 16,400 | 87,000 | 0.08% | ||
| 47 | ARGENT TRUST COMPANY, N.A. | 16,430 | 87,000 | 0.08% | ||
| 48 | First Allied Advisory Services, Inc. | 16,055 | 85,000 | 0.07% | ||
| 49 | PHILADELPHIA TRUST CO | 16,100 | 85,000 | 0.07% | ||
| 50 | NATIONAL PLANNING CORP | 14,546 | 77,000 | 0.07% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
