| 1 |
ROYAL BANK OF CANADA |
900 |
2,000 |
0.02% |
|
|
| 2 |
BARCLAYS PLC |
900 |
2,000 |
0.02% |
|
|
| 3 |
MSI Financial Services Inc |
950 |
3,000 |
0.02% |
|
|
| 4 |
AMERICAN INTERNATIONAL GROUP, INC. |
2,663 |
7,324 |
0.06% |
|
|
| 5 |
Advisors Asset Management, Inc. |
2,966 |
8,000 |
0.07% |
|
|
| 6 |
GUGGENHEIM CAPITAL LLC |
10,610 |
29,000 |
0.24% |
|
|
| 7 |
DOLIVER ADVISORS, LP |
11,100 |
31,000 |
0.25% |
|
|
| 8 |
First Allied Advisory Services, Inc. |
12,201 |
33,000 |
0.27% |
|
|
| 9 |
GOODWIN DANIEL L |
14,500 |
40,000 |
0.33% |
|
|
| 10 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
15,397 |
42,000 |
0.34% |
|
|
| 11 |
WEDBUSH SECURITIES INC |
15,745 |
43,000 |
0.35% |
|
|
| 12 |
UBS Group AG |
17,188 |
48,000 |
0.39% |
|
|
| 13 |
WELLS FARGO & COMPANY/MN |
19,719 |
54,000 |
0.44% |
|
|
| 14 |
Sandy Spring Bank |
20,000 |
55,000 |
0.45% |
|
|
| 15 |
LPL Financial LLC |
26,818 |
73,000 |
0.60% |
|
|
| 16 |
CORNERSTONE ADVISORS INC |
35,669 |
98,000 |
0.80% |
|
|
| 17 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
39,526 |
109,000 |
0.89% |
|
|
| 18 |
CLOUGH CAPITAL PARTNERS L P |
83,919 |
231,000 |
1.89% |
|
|
| 19 |
Bulldog Investors, LLP |
84,196 |
232,000 |
1.89% |
|
|
| 20 |
WOLVERINE ASSET MANAGEMENT LLC |
101,643 |
279,000 |
2.28% |
|
|
| 21 |
CITIGROUP INC |
182,558 |
502,000 |
4.10% |
|
|
| 22 |
MORGAN STANLEY |
214,449 |
590,000 |
4.82% |
|
|
| 23 |
Yorktown Management & Research Co Inc |
264,000 |
726,000 |
5.93% |
|
|
| 24 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
267,646 |
737,000 |
6.02% |
|
|
| 25 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
604,023 |
1,661,000 |
13.56% |
|
|
| 26 |
Koshinski Asset Management, Inc. |
908,781 |
2,499,000 |
20.40% |
|
|
| 27 |
Saba Capital Management, L.P. |
1,496,848 |
4,116,000 |
33.60% |
|
|
