| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GENERAL AMERN INVS CO INC | 1,285,296 | 44,960,000 | 24.20% | ||
| 2 | LIBERTY ALL STAR EQUITY FD | 4,521,409 | 26,405,000 | 14.21% | ||
| 3 | BOULDER GROWTH & INCOME FUND COM | 1,678,920 | 14,388,000 | 7.74% | ||
| 4 | IMPERIAL HOLDINGS INC 8.5% 2/15/2019 | 8,667,000 | 10,660,000 | 5.74% | ||
| 5 | TRI CONTL CORP | 392,619 | 8,516,000 | 4.58% | ||
| 6 | CENTRAL SECS CORP | 336,631 | 7,339,000 | 3.95% | ||
| 7 | TRADE STREET RESIDENTIAL INC | 814,708 | 5,833,000 | 3.14% | ||
| 8 | GARNERO GROUP ACQUISITION CO | 585,800 | 5,651,000 | 3.04% | ||
| 9 | NUVEEN LG/SHT COMMODITY TOTR | 335,791 | 5,600,000 | 3.01% | ||
| 10 | HILL INTERNATIONAL INC | 1,481,850 | 5,320,000 | 2.86% | ||
| 11 | ADAMS DIVERSIFIED EQUITY FD | 359,025 | 5,012,000 | 2.70% | ||
| 12 | NEUBERGER BERMAN RE ES SEC FD | 918,619 | 4,979,000 | 2.68% | ||
| 13 | CAPITOL ACQUISITION CORP II | 444,167 | 4,491,000 | 2.42% | ||
| 14 | GLOBAL HIGH INCOME FUND INC COM | 496,839 | 4,347,000 | 2.34% | ||
| 15 | AR CAP ACQUISITION CORP | 410,346 | 4,042,000 | 2.18% | ||
| 16 | NUVEEN DIVERSIFIED COMMODTY | 234,208 | 2,787,000 | 1.50% | ||
| 17 | DT ASIA INVTS LTD | 270,000 | 2,708,000 | 1.46% | ||
| 18 | 1347 CAP CORP | 253,884 | 2,544,000 | 1.37% | ||
| 19 | BANCROFT FD LTD | 102,168 | 2,138,000 | 1.15% | ||
| 20 | TERRAPIN 3 ACQUISITION CORP | 200,000 | 2,016,000 | 1.09% | ||
| 21 | HARMONY MERGER CORP | 200,900 | 2,009,000 | 1.08% | ||
| 22 | ASSOCIATED ESTATES | 76,700 | 1,893,000 | 1.02% | ||
| 23 | ROI ACQUISITION CORP II | 190,936 | 1,890,000 | 1.02% | ||
| 24 | ADVENT CLAYMORE ENH GRW & IN | 185,609 | 1,748,000 | 0.94% | ||
| 25 | FIFTH STR SR FLOATNG RATE CO | 145,129 | 1,543,000 | 0.83% | ||
| 26 | CAMBRIDGE CAP ACQUISITION CO | 206,325 | 1,074,000 | 0.58% | ||
| 27 | ELLSWORTH GROWTH AND INCOME FU COM | 100,557 | 881,000 | 0.47% | ||
| 28 | QUINPARIO ACQUISITION CORP 2 | 65,000 | 658,000 | 0.35% | ||
| 29 | GDL FUND | 63,251 | 654,000 | 0.35% | ||
| 30 | BARINGTON HILCO ACQUISITION | 62,500 | 622,000 | 0.33% | ||
| 31 | DELAWARE INVTS DIV & INCOME | 58,429 | 588,000 | 0.32% | ||
| 32 | FIVE OAKS INVT CORPORATION REIT | 55,000 | 586,000 | 0.32% | ||
| 33 | Alpine Total Dynamic Dividend | 36,500 | 325,000 | 0.17% | ||
| 34 | MFS INTERMEDIATE HIGH INC FD | 84,196 | 232,000 | 0.12% | ||
| 35 | JETPAY CORP | 82,339 | 226,000 | 0.12% | ||
| 36 | PANGAEA LOGISTICS SOLUTION L | 69,996 | 192,000 | 0.10% | ||
| 37 | WTS/CAPITOL ACQUISITION CORP. EXP12/31/2016 | 179,776 | 180,000 | 0.10% | ||
| 38 | GARNERO GROUP ACQUISITION CO | 534,500 | 101,000 | 0.05% | ||
| 39 | GARNERO GROUP ACQUISITION CO | 10,000 | 99,000 | 0.05% | ||
| 40 | AR CAP ACQUISITION CORP | 205,173 | 92,000 | 0.05% | ||
| 41 | RESOURCE CAP CORP | 20,000 | 91,000 | 0.05% | ||
| 42 | CIS ACQUISITION LTD | 131,968 | 91,000 | 0.05% | ||
| 43 | GARNERO GROUP ACQUISITION CO | 585,800 | 64,000 | 0.03% | ||
| 44 | FULL CIRCLE CAP CORP | 16,909 | 60,000 | 0.03% | ||
| 45 | ROI ACQUISITION CORP II | 190,936 | 44,000 | 0.02% | ||
| 46 | CAMBRIDGE CAP ACQUISITION CO | 108,225 | 35,000 | 0.02% | ||
| 47 | C B PHARMA ACQUISITION CORP | 75,000 | 27,000 | 0.01% | ||
| 48 | SPDR S&P 500 ETF TR PUT | 20,000 | 20,000 | 0.01% | ||
| 49 | ISHARES TR | 16,000 | 15,000 | 0.01% | ||
| 50 | WHEELER REAL ESTATE INVT TR | 48,000 | 7,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Restatement filing (0001398344-16-008931, filed 2016.01.11). Although 0001398344-16-008931 is marked by the manager as a New Holdings filing, our automated system processes it as a Restatement filing.
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
