| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CREDIT SUISSE AG/ | 344,264 | 1,550,000 | 52.65% | ||
| 2 | Yakira Capital Management, Inc. | 129,581 | 583,000 | 19.80% | SH | |
| 3 | WFG Advisors, LP | 51,192 | 230,000 | 7.81% | ||
| 4 | Spot Trading L.L.C | 27,700 | 125,000 | 4.25% | Put | |
| 5 | J.P. Turner & Co Capital Mnagement, LLC | 21,025 | 94,000 | 3.19% | ||
| 6 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 20,668 | 93,000 | 3.16% | ||
| 7 | Sigma Planning Corp | 14,728 | 66,000 | 2.24% | ||
| 8 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 13,072 | 59,000 | 2.00% | ||
| 9 | NORTHERN TRUST CORP | 13,255 | 59,000 | 2.00% | ||
| 10 | Spot Trading L.L.C | 9,461 | 43,000 | 1.46% | ||
| 11 | UBS Group AG | 4,582 | 21,000 | 0.71% | ||
| 12 | Tower Research Capital LLC (TRC) | 2,076 | 9,000 | 0.31% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 1,028 | 5,000 | 0.17% | ||
| 14 | MORGAN STANLEY | 801 | 4,000 | 0.14% | ||
| 15 | INTEGRATED WEALTH MANAGEMENT | 522 | 2,000 | 0.07% | ||
| 16 | CITIGROUP INC | 114 | 1,000 | 0.03% | ||
| 17 | Brookstone Capital Management | 11 | 0 | 0.00% | ||
| 18 | WELLS FARGO & COMPANY/MN | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
