| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Bulldog Investors, LLP | 1,140,617 | 5,350,000 | 53.86% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 350,961 | 1,646,000 | 16.57% | ||
| 3 | CREDIT SUISSE AG/ | 326,846 | 1,533,000 | 15.43% | ||
| 4 | Yakira Capital Management, Inc. | 128,881 | 604,000 | 6.08% | SH | |
| 5 | J.P. Turner & Co Capital Mnagement, LLC | 65,006 | 304,000 | 3.06% | ||
| 6 | WFG Advisors, LP | 44,950 | 211,000 | 2.12% | ||
| 7 | Sigma Planning Corp | 19,162 | 90,000 | 0.91% | ||
| 8 | NORTHERN TRUST CORP | 13,255 | 62,000 | 0.62% | ||
| 9 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 11,072 | 52,000 | 0.52% | ||
| 10 | ENVESTNET ASSET MANAGEMENT INC | 6,442 | 30,000 | 0.30% | ||
| 11 | UBS Group AG | 4,101 | 19,000 | 0.19% | ||
| 12 | HUNTINGTON NATIONAL BANK | 3,500 | 16,000 | 0.16% | ||
| 13 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,000 | 5,000 | 0.05% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 1,028 | 5,000 | 0.05% | ||
| 15 | MORGAN STANLEY | 801 | 4,000 | 0.04% | ||
| 16 | INTEGRATED WEALTH MANAGEMENT | 522 | 2,000 | 0.02% | ||
| 17 | Brookstone Capital Management | 11 | 0 | 0.00% | ||
| 18 | WELLS FARGO & COMPANY/MN | 0 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
