| 1 |
OPPENHEIMER & CO INC |
358,670 |
635,000 |
27.00% |
|
|
| 2 |
WEDBUSH SECURITIES INC |
207,300 |
367,000 |
15.60% |
|
|
| 3 |
HUNTINGTON NATIONAL BANK |
61,246 |
341,000 |
14.50% |
|
|
| 4 |
Raymond James Financial Services Advisors, Inc. |
129,966 |
230,000 |
9.78% |
|
|
| 5 |
GUGGENHEIM CAPITAL LLC |
71,653 |
127,000 |
5.40% |
|
|
| 6 |
GSA CAPITAL PARTNERS LLP |
69,631 |
123,000 |
5.23% |
|
|
| 7 |
RAYMOND JAMES & ASSOCIATES |
47,652 |
84,000 |
3.57% |
|
|
| 8 |
YORKTOWN ENERGY PARTNERS VII, L.P. |
37,207 |
66,000 |
2.81% |
|
|
| 9 |
BARINGS LLC |
32,769 |
58,000 |
2.47% |
|
|
| 10 |
MORGAN STANLEY |
23,859 |
41,000 |
1.74% |
|
|
| 11 |
SANDERS MORRIS HARRIS INC/FA |
22,080 |
39,000 |
1.66% |
|
|
| 12 |
WealthTrust Axiom LLC |
17,500 |
30,000 |
1.28% |
|
|
| 13 |
WELLS FARGO & COMPANY/MN |
14,764 |
26,000 |
1.11% |
|
|
| 14 |
UBS Group AG |
12,695 |
23,000 |
0.98% |
|
|
| 15 |
Moors & Cabot, Inc. |
10,078 |
19,000 |
0.81% |
|
|
| 16 |
JPMORGAN CHASE & CO |
10,872 |
19,000 |
0.81% |
|
|
| 17 |
CAPITAL ADVISORS INC/OK |
10,269 |
18,176 |
0.77% |
|
|
| 18 |
CUTLER GROUP LLC / CA |
10,646 |
18,000 |
0.77% |
|
|
| 19 |
Spot Trading L.L.C |
10,000 |
18,000 |
0.77% |
Call |
|
| 20 |
Spot Trading L.L.C |
10,000 |
18,000 |
0.77% |
Put |
|
| 21 |
ROYAL BANK OF CANADA |
6,365 |
11,000 |
0.47% |
|
|
| 22 |
Spot Trading L.L.C |
5,780 |
10,000 |
0.43% |
|
|
| 23 |
TRAVELERS COMPANIES, INC. |
5,222 |
9,000 |
0.38% |
|
|
| 24 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
2,800 |
5,000 |
0.21% |
|
|
| 25 |
DEUTSCHE BANK AG\ |
3,204 |
5,000 |
0.21% |
|
|
| 26 |
Advisory Services Network, LLC |
2,000 |
4,000 |
0.17% |
|
|
| 27 |
AMERICAN INTERNATIONAL GROUP, INC. |
900 |
2,000 |
0.09% |
|
|
| 28 |
Tower Research Capital LLC (TRC) |
1,025 |
2,000 |
0.09% |
|
|
| 29 |
BANK OF AMERICA CORP /DE/ |
300 |
1,000 |
0.04% |
|
|
| 30 |
Walleye Trading LLC |
400 |
1,000 |
0.04% |
|
|
| 31 |
ADVOCACY WEALTH MANAGEMENT SERVICES, LLC |
700 |
1,000 |
0.04% |
|
|
| 32 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
959 |
1,000 |
0.04% |
|
|
| 33 |
CUTLER GROUP LLC / CA |
500 |
0 |
0.00% |
Put |
|
| 34 |
U S GLOBAL INVESTORS INC |
200 |
0 |
0.00% |
|
|
