| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | OPPENHEIMER & CO INC | 516,669 | 997,000 | 32.49% | ||
| 2 | WEDBUSH SECURITIES INC | 344,800 | 665,000 | 21.67% | ||
| 3 | MORGAN STANLEY | 163,221 | 316,000 | 10.30% | ||
| 4 | DEUTSCHE BANK AG\ | 54,405 | 105,000 | 3.42% | ||
| 5 | RAYMOND JAMES & ASSOCIATES | 41,728 | 81,000 | 2.64% | ||
| 6 | GUGGENHEIM CAPITAL LLC | 39,299 | 76,000 | 2.48% | ||
| 7 | YORKTOWN ENERGY PARTNERS VII, L.P. | 37,207 | 72,000 | 2.35% | ||
| 8 | WELLS FARGO & COMPANY/MN | 36,063 | 70,000 | 2.28% | ||
| 9 | ACROSPIRE INVESTMENT MANAGEMENT LLC | 35,000 | 68,000 | 2.22% | ||
| 10 | BARINGS LLC | 32,769 | 63,000 | 2.05% | ||
| 11 | GEODE CAPITAL MANAGEMENT, LLC | 26,630 | 50,000 | 1.63% | ||
| 12 | JPMORGAN CHASE & CO | 25,631 | 49,000 | 1.60% | ||
| 13 | GOLDMAN SACHS GROUP INC | 24,202 | 47,000 | 1.53% | ||
| 14 | SANDERS MORRIS HARRIS INC/FA | 22,080 | 43,000 | 1.40% | ||
| 15 | UBS Group AG | 21,618 | 42,000 | 1.37% | ||
| 16 | Spot Trading L.L.C | 19,100 | 37,000 | 1.21% | Put | |
| 17 | Spot Trading L.L.C | 18,000 | 35,000 | 1.14% | Call | |
| 18 | TFS CAPITAL LLC | 18,122 | 35,000 | 1.14% | ||
| 19 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 17,000 | 33,000 | 1.08% | Call | |
| 20 | PEAK6 Group LLC | 15,900 | 31,000 | 1.01% | Call | |
| 21 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 14,000 | 27,000 | 0.88% | Put | |
| 22 | CUTLER GROUP LLC / CA | 5,400 | 21,000 | 0.68% | Put | |
| 23 | Moors & Cabot, Inc. | 10,078 | 20,000 | 0.65% | ||
| 24 | WOLVERINE TRADING LP /BD | 97 | 19,303 | 0.63% | Call | |
| 25 | Spot Trading L.L.C | 6,199 | 12,000 | 0.39% | ||
| 26 | CUTLER GROUP LLC / CA | 5,446 | 10,000 | 0.33% | ||
| 27 | TRAVELERS COMPANIES, INC. | 5,222 | 10,000 | 0.33% | ||
| 28 | SIMPLEX TRADING, LLC | 4,436 | 8,000 | 0.26% | ||
| 29 | Creative Planning | 3,116 | 6,000 | 0.20% | ||
| 30 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,800 | 5,000 | 0.16% | ||
| 31 | BANK OF AMERICA CORP /DE/ | 2,300 | 5,000 | 0.16% | ||
| 32 | ROYAL BANK OF CANADA | 1,665 | 3,000 | 0.10% | ||
| 33 | FARMERS & MERCHANTS INVESTMENTS INC | 1,000 | 2,000 | 0.07% | ||
| 34 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 959 | 2,000 | 0.07% | ||
| 35 | WOLVERINE TRADING LP /BD | 767 | 1,526 | 0.05% | ||
| 36 | Advisory Services Network, LLC | 400 | 1,000 | 0.03% | ||
| 37 | ADVISOR GROUP, INC. | 900 | 1,000 | 0.03% | ||
| 38 | CUTLER GROUP LLC / CA | 6,100 | 0 | 0.00% | Call | |
| 39 | CITIGROUP INC | 87 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
