| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 533,601 | 4,338,000 | 22.65% | ||
| 2 | Saba Capital Management, L.P. | 377,997 | 3,077,000 | 16.06% | ||
| 3 | RAYMOND JAMES & ASSOCIATES | 270,437 | 2,199,000 | 11.48% | ||
| 4 | Bulldog Investors, LLP | 268,610 | 2,184,000 | 11.40% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 205,534 | 1,671,000 | 8.72% | ||
| 6 | MORGAN STANLEY | 166,904 | 1,356,000 | 7.08% | ||
| 7 | BAIRD FINANCIAL GROUP, INC. | 109,888 | 893,000 | 4.66% | ||
| 8 | WELLS FARGO & COMPANY/MN | 94,759 | 770,000 | 4.02% | ||
| 9 | SII INVESTMENTS INC/WI | 77,566 | 626,000 | 3.27% | ||
| 10 | WEDBUSH SECURITIES INC | 47,502 | 386,000 | 2.02% | ||
| 11 | ICON ADVISERS INC/CO | 37,439 | 304,000 | 1.59% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 32,800 | 267,000 | 1.39% | ||
| 13 | Commonwealth Equity Services, Inc | 30,580 | 249,000 | 1.30% | ||
| 14 | DOLIVER ADVISORS, LP | 21,711 | 177,000 | 0.92% | ||
| 15 | TWIN FOCUS CAPITAL PARTNERS, LLC | 20,000 | 163,000 | 0.85% | ||
| 16 | UBS Group AG | 15,713 | 128,000 | 0.67% | ||
| 17 | LPL Financial LLC | 11,830 | 97,000 | 0.51% | ||
| 18 | CSS LLC/IL | 10,408 | 85,000 | 0.44% | ||
| 19 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 8,589 | 70,000 | 0.37% | ||
| 20 | CITIGROUP INC | 4,600 | 37,000 | 0.19% | ||
| 21 | Winfield Associates, Inc. | 4,000 | 33,000 | 0.17% | ||
| 22 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,170 | 18,000 | 0.09% | ||
| 23 | Advisors Asset Management, Inc. | 1,648 | 13,000 | 0.07% | ||
| 24 | Creative Planning | 601 | 5,000 | 0.03% | ||
| 25 | ROYAL BANK OF CANADA | 630 | 5,000 | 0.03% | ||
| 26 | WFG Advisors, LP | 300 | 2,000 | 0.01% | ||
| 27 | Endurance Wealth Management, Inc. | 265 | 2,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
