| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 656,556 | 5,527,000 | 27.89% | ||
| 2 | Saba Capital Management, L.P. | 377,997 | 3,179,000 | 16.04% | ||
| 3 | RAYMOND JAMES & ASSOCIATES | 351,395 | 2,958,000 | 14.93% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 182,913 | 1,540,000 | 7.77% | ||
| 5 | MORGAN STANLEY | 143,675 | 1,210,000 | 6.11% | ||
| 6 | ICON ADVISERS INC/CO | 133,038 | 1,120,000 | 5.65% | ||
| 7 | BAIRD FINANCIAL GROUP, INC. | 109,888 | 925,000 | 4.67% | ||
| 8 | WELLS FARGO & COMPANY/MN | 97,980 | 825,000 | 4.16% | ||
| 9 | SII INVESTMENTS INC/WI | 77,566 | 653,000 | 3.30% | ||
| 10 | WEDBUSH SECURITIES INC | 55,720 | 469,000 | 2.37% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 32,800 | 276,000 | 1.39% | ||
| 12 | Commonwealth Equity Services, Inc | 31,007 | 261,000 | 1.32% | ||
| 13 | DOLIVER ADVISORS, LP | 21,770 | 183,000 | 0.92% | ||
| 14 | TWIN FOCUS CAPITAL PARTNERS, LLC | 20,000 | 168,000 | 0.85% | ||
| 15 | CSS LLC/IL | 15,708 | 132,000 | 0.67% | ||
| 16 | UBS Group AG | 15,613 | 131,000 | 0.66% | ||
| 17 | LPL Financial LLC | 11,880 | 101,000 | 0.51% | ||
| 18 | CITIGROUP INC | 4,600 | 38,000 | 0.19% | ||
| 19 | Winfield Associates, Inc. | 4,000 | 34,000 | 0.17% | ||
| 20 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 3,351 | 29,000 | 0.15% | ||
| 21 | MSI Financial Services Inc | 2,000 | 17,000 | 0.09% | ||
| 22 | Advisors Asset Management, Inc. | 1,596 | 13,000 | 0.07% | ||
| 23 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,495 | 13,000 | 0.07% | ||
| 24 | ROYAL BANK OF CANADA | 630 | 5,000 | 0.03% | ||
| 25 | Creative Planning | 300 | 3,000 | 0.02% | ||
| 26 | WFG Advisors, LP | 300 | 3,000 | 0.02% | ||
| 27 | Endurance Wealth Management, Inc. | 265 | 2,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
