| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Endurance Wealth Management, Inc. | 265 | 2,000 | 0.01% | ||
| 2 | Creative Planning | 300 | 2,000 | 0.01% | ||
| 3 | WFG Advisors, LP | 300 | 2,000 | 0.01% | ||
| 4 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 1,200 | 10,000 | 0.04% | ||
| 5 | Advisors Asset Management, Inc. | 1,596 | 13,000 | 0.06% | ||
| 6 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,514 | 13,000 | 0.06% | ||
| 7 | MSI Financial Services Inc | 2,000 | 17,000 | 0.08% | ||
| 8 | Winfield Associates, Inc. | 4,000 | 33,000 | 0.15% | ||
| 9 | CITIGROUP INC | 4,600 | 38,000 | 0.17% | ||
| 10 | LPL Financial LLC | 15,034 | 125,000 | 0.55% | ||
| 11 | CSS LLC/IL | 15,708 | 131,000 | 0.58% | ||
| 12 | UBS Group AG | 17,646 | 147,000 | 0.65% | ||
| 13 | TWIN FOCUS CAPITAL PARTNERS, LLC | 20,000 | 167,000 | 0.74% | ||
| 14 | DOLIVER ADVISORS, LP | 21,768 | 181,000 | 0.80% | ||
| 15 | Commonwealth Equity Services, Inc | 30,234 | 252,000 | 1.11% | ||
| 16 | BANK OF AMERICA CORP /DE/ | 30,800 | 257,000 | 1.14% | ||
| 17 | SII INVESTMENTS INC/WI | 76,966 | 646,000 | 2.86% | ||
| 18 | WEDBUSH SECURITIES INC | 80,965 | 674,000 | 2.98% | ||
| 19 | WELLS FARGO & COMPANY/MN | 95,193 | 793,000 | 3.51% | ||
| 20 | MORGAN STANLEY | 131,788 | 1,098,000 | 4.86% | ||
| 21 | BAIRD FINANCIAL GROUP, INC. | 152,736 | 1,272,000 | 5.63% | ||
| 22 | WINNING POINTS ADVISORS, LLC | 85,300 | 1,277,000 | 5.65% | ||
| 23 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 155,394 | 1,294,000 | 5.72% | ||
| 24 | ICON ADVISERS INC/CO | 319,522 | 2,662,000 | 11.77% | ||
| 25 | RAYMOND JAMES & ASSOCIATES | 349,404 | 2,911,000 | 12.87% | ||
| 26 | Saba Capital Management, L.P. | 377,997 | 3,126,000 | 13.82% | ||
| 27 | SIT INVESTMENT ASSOCIATES INC | 656,556 | 5,469,000 | 24.19% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
