| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS AG | 409,974 | 7,470,000 | 16.90% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 366,611 | 6,679,000 | 15.11% | ||
| 3 | MORGAN STANLEY | 286,173 | 5,214,000 | 11.80% | ||
| 4 | Advisors Asset Management, Inc. | 247,347 | 4,507,000 | 10.20% | ||
| 5 | RAYMOND JAMES & ASSOCIATES | 243,415 | 4,435,000 | 10.04% | ||
| 6 | GUGGENHEIM CAPITAL LLC | 196,832 | 3,587,000 | 8.12% | ||
| 7 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 192,677 | 3,511,000 | 7.95% | ||
| 8 | ROYAL BANK OF CANADA | 115,268 | 2,100,000 | 4.75% | ||
| 9 | Invesco Ltd. | 103,072 | 1,878,000 | 4.25% | ||
| 10 | WADE G W & INC | 98,353 | 1,792,000 | 4.06% | ||
| 11 | WELLS FARGO & COMPANY/MN | 56,679 | 1,033,000 | 2.34% | ||
| 12 | LPL Financial LLC | 35,175 | 641,000 | 1.45% | ||
| 13 | Janney Montgomery Scott LLC | 22,993 | 418,936 | 0.95% | ||
| 14 | Commonwealth Equity Services, Inc | 22,493 | 410,000 | 0.93% | ||
| 15 | OPPENHEIMER & CO INC | 15,746 | 287,000 | 0.65% | ||
| 16 | Formidable Asset Management, LLC | 3,920 | 73,000 | 0.17% | ||
| 17 | WFG Advisors, LP | 2,572 | 47,000 | 0.11% | ||
| 18 | AMERICAN INTERNATIONAL GROUP, INC. | 2,498 | 45,514 | 0.10% | ||
| 19 | PNC FINANCIAL SERVICES GROUP, INC. | 1,389 | 25,000 | 0.06% | ||
| 20 | Thomas J. Herzfeld Advisors, Inc. | 1,185 | 22,000 | 0.05% | ||
| 21 | AMERIPRISE FINANCIAL INC | 500 | 9,000 | 0.02% | ||
| 22 | Tower Research Capital LLC (TRC) | 319 | 6,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
